DFX Intelligence

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P••••••• P•••••••• L•••

Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Melbourne, Victoria

••• Locked

As of 2026-09-23 · identity and classification; each section below carries its own date

Regulatory AUM: $773M
PE fund assets: $32.2M
PE funds: 1
Investments held: 33 of 33

Funds and vehicles Team (3)Transactions

As of 2026-09-23 · identity and classification; each section below carries its own date

Nothing material in the last 180 days. No dated change on record yet.

Classification, Form ADV and stated criteria

How this organization is classified, and on what basisFund of funds · 1 in historyShow

Class: Fund of fundsprobable, confidence 75%
Basis: 1 of 1 admitted vehicles carry the sworn fund-of-funds flag
Size band: Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-10-21

Classification history (1)

Sep 13, 2026
Fund of funds (probable, 75%)
1 of 1 admitted vehicles carry the sworn fund-of-funds flag

Regulatory footprint (Form ADV)RAUM $773M · 1 PE funds · filed Mar 31, 2026Show

Adviser type: Registered investment adviser
Form ADV filings: Oct 26, 2020 to Mar 31, 2026
RAUM: $773Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 1
PE fund GAV, latest filing: $32.2Mreported gross assets (Form ADV), not fund size
All private fund GAV: $32.2Mevery private fund type, latest filing
2024 PE fund GAV: $32.2Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: Private equity fund: 1 fund, $32.2M reported gross assets
Form ADV filed Mar 31, 2026
Employees: 7
Headquarters: Melbourne, Victoria, Australia
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour3 of 8 criteria stated · 33 observed dealsShow

Stated by the firm

Sectors: Technology
Geography: United States, Global, Asia, Southeast
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: ••• Locked

Observed from deals on record

On record: 33 companies, 33 holdings
Most deals: Media telecom (2 of 33, e.g. Columbia Capital Spectrum – Auction 110 and Rise Broadband), software (2 of 33), financial services (1 of 33) and 1 more
Subsectors: Media telecom (2 of 33), software (2 of 33), financial services (1 of 33), miscellaneous manufacturing (1 of 33)
Deal roles: 33 with role not stated
Control: 33 not stated

33 companies on the graph (0 transactions); most in media telecom (2); no dated observations

Funds

1 family, 1 vehicles on record

P••••••• P••••••• G••••• L•••••• F•••• L••• · 1 vehicle · vintage 2021$32.2M
- P••••••• P••••••• G••••• L•••••• F•••• L••• Fund of funds · 2021$32.2M

View all 1 vehiclenewest vintage first, then largest

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
P••••••• P••••••• G••••• L•••••• F•••• L••• ADV: Private Equity Fund	Fund of funds	2021 first reported on Form ADV	$32.2M as of Mar 31, 2026		no Form D	Active deployment

Team

3 current, 3 former

D•••• J••• S•••••
Member · since Jan 1, 2019
J•••••• O••••••••
Member · since Jan 1, 2019
S•••••• P•••• B••••
Member · since Jan 1, 2019

Full team · 3 peoplegrouped by role, with sources

Partner (3)

D•••• J••• S••••• · Member · since Jan 1, 2019 Form ADV
J•••••• O•••••••• · Member · since Jan 1, 2019 Form ADV
S•••••• P•••• B•••• · Member · since Jan 1, 2019 Form ADV

3 former (kept with end dates)

C•••••• A••••• N•••••• · Managing Member · Jul 1, 2011 to Jul 5, 2023 Inference
J•••• J•• L•• · Managing Member · Jul 1, 2011 to Jul 5, 2023 Inference
E••• T••••••• · Executive Vice President & Treasurer · Jul 1, 2011 to Jul 5, 2023 Inference

Deals

33 on record, newest first · 0 platforms · 0 add-ons

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	Q••••••• G••••• F••• 2•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S••••••••• C•••••• P•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S•••• C••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••• C•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website

All 33 dealsnewest first

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	Q••••••• G••••• F••• 2•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S••••••••• C•••••• P•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S•••• C••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	D••••• C•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	R••• B••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	V••••• C•••••• P•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A••••• I••••••••• G•• X•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	M• F••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	H•••••• • F•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	R••••• L••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	M••••••• H•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	a••••• h•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	B••••• M••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	L••• L••• I•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S•••• N•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	L••• A••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	U••••• G•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	N•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	E•••••• I••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A•••• G••••• C••••• O••••••••• I•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A••••••• I••••••••• P••••••• V•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	B••••••• V•••••• P••••••• X••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	A••• P••••••• A•• I•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	L••••••••• V•••••• P•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	P••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	O•••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S••••• T•••••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	C••••••• C•••••• S••••••• • A•••••• 1••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	B••••• I•••••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	T• A••••••••• X•	Portfolio relationship	Role unknown	active	unknown	Fact Firm website
date unknown	S••••• H•••••	Portfolio relationship	Role unknown	active	unknown	Fact Firm website

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

S••• E••••••••• P•• L•••••• 1 shared · one time · last Jan 1, 2021

LP commitments

0 LPs, 0 disclosed commitments

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Oct 26, 2020
••• Locked
First Form ADV filingFactForm ADV

Scores and what they are made of

Freshness100 · high: Days since newest evidence: 0 days
Research priority32 · moderate: Scale band: lower middle market
Completeness gap: 4 of 12 profile fields missing
Investment velocity0 · low: no components recorded
Not yet on record: no dated transactions
Acquisition appetite5 · low: Stated criteria published: withheld
Not yet on record: no transactions on the graph for this firm yet
Profile completeness67 · elevated: Fields present: website, description, funds and 5 more
Not yet on record: transactions, lenders, lps, cross dfx
Fund deployment activity35 · moderate: Funds deploying: 1 item (deployment state is read from the fund's reported gross asset path through 2024)

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 43
Sources: 4
Open research tasks: 1

Reading this profile

Across the graphs

P••••••• P•••••••• L••• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.