DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
T•••••• C•••••• M••••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Larkspur, CAt•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.8B
- PE fund assets
- $49.3M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $1.8B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.05bn Private Equity Fund GAV on the Form ADV filed 2024-05-02
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 15, 2012 to Jul 31, 2026
- RAUM
- $1.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $49.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $49.3Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- filed 2024-05-02, latest gav Hedge Fund $1.9B, Private Equity Fund $49.3M, latest counts Hedge Fund 2, Private Equity Fund 1, lifetime distinct Hedge Fund 2, Private Equity Fund 2
- Employees
- 11
- Headquarters
- Larkspur, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T••••••••• H••••••• L• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $49.3M as of May 2, 2024 | no Form D | Early deployment | |
| T••••••••• A•• L•• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $34.3M as of Mar 1, 2023 | no Form D | Wound down | |
| T•••••• C•••••• P••••••• A•• I• L• ADV: Hedge Fund | Buyout fund | 2019 first reported on Form ADV | $179M as of May 2, 2024 | no Form D | Unknown | |
| T•••••• C•••••• P••••••• M••••• F••• L• ADV: Hedge Fund | Buyout fund | unknown | $1.7B as of May 2, 2024 | no Form D | Unknown |
Team
9 current, 1 former
Managing partner (2)
- A••••• C•••••• Y•••• · Managing Partner · since May 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••••• J••• D••••• · Managing Partner · since May 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- T•• C•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- S•••••• N••••••• · Principal – Qualitative Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- D••• S••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- U•• S•••• · Research Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (2)
- L••• W••• · Senior Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• M•••• · Senior Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- D••••• J•••• K••••••• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer & Partner · since Jun 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- E••• A••••• W••••••••• · Chief Administrative Officer, Head Of Investor Relations & Partner · Jun 1, 2012 to Mar 28, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 31, 2026••• Locked
- Jun 15, 2012••• Locked
Across the graphs
T•••••• C•••••• M••••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…