DFX Intelligence
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V•••••• C••••••••• G•••• I••
CandidateClassification candidateLower middle marketSEC registered investment adviser· Virginia Beach, VAv•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $246M
- PE fund assets
- $142M
- PE funds
- 4
- Investments held
- 1 of 7
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services,education
- Graphs 4
- Placement agents 3
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 5 Private Equity Fund(s) among 13 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.14bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 5 Private Equity Fund(s) among 13 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Aug 5, 2026
- RAUM
- $246Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $142Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $255Mevery private fund type, latest filing
- 2024 PE fund GAV
- $142Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 39%
- Fund type mix
- filed 2024-06-28, latest gav Hedge Fund $68.5M, Other Private Fund $79.6M, Private Equity Fund $142M, Venture Capital Fund $26.6M, latest counts Hedge Fund 1, Other Private Fund 4, Private Equity Fund 3, Venture Capital Fund 1, lifetime distinct Hedge Fund 1, Other Private Fund 6, Private Equity Fund 5, Venture Capital Fund 1
- Employees
- 16
- Headquarters
- Virginia Beach, VA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
7 observed deals
Stated by the firm
- Sectors
- financial services, education
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 7
- period
- to unknown, from unknown, undated holdings 7, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 7
- companies
- 7
- geography
- investments
- 7
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
7 companies on the graph (0 transactions); no dated observations
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• V••••••• A• S•••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $15.2M as of Jun 28, 2024 | no Form D | Active deployment | |
| N•• V••••••• I•• V•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $69.1M as of Jun 28, 2024 | no Form D | Unknown | |
| N•• V••••••• I••• L•• ADV: Private Equity Fund | Fund of funds | 2017 first reported on Form ADV | $58.1M as of Jun 28, 2024 | no Form D | Harvest | |
| H••••••• F•••••• H•••••• C•••••• L•••••• ADV: Private Equity Fund | SPV | 2015 first reported on Form ADV | $828,439 as of Mar 31, 2022 | no Form D | Wound down | |
| S•••••• B• I• L•• ADV: Private Equity Fund | SPV | 2015 first reported on Form ADV | $371,425 as of Jan 29, 2021 | no Form D | Wound down | |
| N•• V••••••• S••••• L•• ADV: Other Private Fund | SPV | 2014 first reported on Form ADV | $3.5M as of Jun 28, 2024 | no Form D | Harvest |
Team
4 current, 1 former
Managing partner (2)
- E••••• C•••• C••••••• · President · since Mar 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• T••••••• F••• · Chairman/Ceo/Chief Compliance Officer · since Oct 1, 1988 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- J••••••• F•••••••• F••• · Executive Vice President/Cio · since Mar 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- G••••••• C••• · Secretary/ Treasurer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- R••• B••• C••• · Secretary/Treasurer/Cfo · Oct 1, 1988 to Mar 31, 2022 Inference
Portfolio
7 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- R••• R••• C•••••• L•• 2 shared · recurring · last Jan 1, 2019
- N•••• S•••• C••••••• L•• 2 shared · recurring · last Jan 1, 2019
- E•••• F•••••••• C••••••••• L•• 2 shared · recurring · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Aug 5, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
V•••••• C••••••••• G•••• I•• is the same institution as 4 records in Family Offices, Independent Sponsors, Venture Capital and RIA and Wealth.
Family Offices1Independent Sponsors1Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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