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Firms / U•••• P•••••••

U•••• P•••••••

Buyout firm · probableLower middle marketDallas, TXu•••••••••.comSEC exempt reporting adviser

••• Locked

Classification
Class
Buyout firmprobable, confidence 65%
Basis
R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Size band
Lower middle marketdefined by: proxy: $0.11bn Private Equity Fund GAV on the Form ADV filed 2024-03-20
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (probable, 65%, cls-pe-1)
    R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
exempt reporting adviser
Form ADV filings
Nov 17, 2022 to Mar 20, 2024
RAUM
unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
$105Mreported gross assets (Form ADV), not fund size
All private fund GAV
$105Mevery private fund type, latest filing
2024 PE fund GAV
$105Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
filed 2024-03-20, latest gav Private Equity Fund $105M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
Employees
unknown
Headquarters
Dallas, TX
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
19 observed deals
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
add on 6, unknown 6, minority 1, platform 9
period
to 2026-07-14, from 2023-05-04, undated holdings 8, dated observations 27
window
last 2026-07-14, first 2023-05-04
control
control 11, unknown 10, minority 1
companies
19
geography
count 1, share 0.053, value MI, count 1, share 0.053, value MO
investments
22
seller kinds
sponsor 2
transactions
13
cadence by year
2023 add ons 1, platforms 3, 2024 add ons 3, platforms 1, 2025 platforms 1, 2026 add ons 2, other deals 2
platform add on
add ons 6, platforms 9, add ons per platform 0.67
sector known for
4
disclosed value usd
n 0
sector distribution
count 3, share 0.158, value financial services, examples NDH, Prosperity, NDH, count 1, share 0.053, value business services, examples Wiener and Garg
holding period years
n 0
repeat counterparties
role legal adviser, shared 5, entity id a4c8f9dc-f5c0-44a6-8477-21e5f1338f16, role legal adviser, shared 2, entity id 5ef019ff-c676-4177-b7ce-b98f67272e02
subsector distribution
count 3, share 0.158, value financial services, examples NDH, Prosperity, NDH, count 1, share 0.053, value accounting bookkeeping, examples Wiener and Garg

19 companies on the graph (13 transactions); most in financial services (3); 9 platforms and 6 add-ons; observed 2023 to 2026

Funds
1 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
U•••• P••••••• F••• I• L•
ADV: Private Equity Fund
buyout or unlabelledunknown$105M
as of Mar 20, 2024
no Form DUnknown
Team
33 current, 0 former
Vice president (12)
Associate (6)
Portfolio
22 relationships, 9 platforms, 6 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
M••••••• S•••• i• P••••••••• P•••••••• •• M•••••• i• P••••••• D•••••••••
add-on to P••••••••• E••••••••
Add-onexited
exited Jul 14, 2026
Jul 14, 2026
transaction announcement
0 monthsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
M••••••• S•••• i• P••••••••• P•••••••• •• M•••••• i• P••••••• D•••••••••
add-on to P••••••••• E••••••••
Add-onexited
exited Jul 14, 2026
Jul 14, 2026
transaction announcement
0 monthsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P•••••••••MinorityactiveJul 14, 2026
transaction announcement
2 monthsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
M••••• • M••••Role unknownactiveJul 7, 2026
transaction announcement
3 monthsunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
B•••PlatformactiveJul 16, 2025
transaction announcement
1.2 yearsA••• F••••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
B•••Role unknownunknownJul 16, 2025
transaction announcement
1.2 yearsunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
W••••• a•• G•••
add-on to P••••••••• P•••••••
Add-onactiveOct 1, 2024
transaction announcement
2.0 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••••••••• C•••••••• A•••••••
add-on to P••••••••• P•••••••
Add-onactiveSep 18, 2024
transaction announcement
2.0 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
K••••• P••••••• S•••••••PlatformactiveJul 29, 2024
transaction announcement
2.2 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
S••••
add-on to N•• A••••••• L••
Add-onactiveJun 4, 2024
transaction announcement
2.3 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
S•••••• G••••
add-on to N•• A••••••• L••
Add-onactiveNov 21, 2023
transaction announcement
2.8 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P•••••PlatformactiveOct 4, 2023
transaction announcement
3.0 yearsJ••• B•••• (confirmed)Fact Investment organization websites (team, portfolio, strategy, criteria, news)
N••PlatformactiveMay 4, 2023
transaction announcement
3.4 yearsJ••• B•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
N••PlatformactiveMay 4, 2023
transaction announcement
3.4 yearsJ••• B•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
A•••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
K•••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
N•• A••••••• L••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P••••••••• E••••••••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P••••••••• E••••••••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
P••••••••• P•••••••PlatformactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
T•••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
Y•••••••••Role unknownunknownunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
Transactions
13 on record
DateTypeTargetThis firm’s roleSource
Jul 14, 2026Add-on acquisitionM••••••• S•••• i• P••••••••• P•••••••• •• M•••••• i• P••••••• D•••••••••Seller (confirmed), Sponsor (confirmed)u•••••••••.com
Jul 14, 2026Add-on acquisitionM••••••• S•••• i• P••••••••• P•••••••• •• M•••••• i• P••••••• D•••••••••Seller (confirmed), Sponsor (confirmed)u•••••••••.com
Jul 14, 2026Minority investmentP•••••••••Sponsor (confirmed)lycap.com
Jul 7, 2026Growth investmentM••••• • M••••Sponsor (confirmed)u•••••••••.com
Jul 16, 2025Platform acquisitionB•••Sponsor (confirmed)u•••••••••.com
Oct 1, 2024Add-on acquisitionW••••• a•• G•••Sponsor (confirmed)u•••••••••.com
Sep 18, 2024Add-on acquisitionC••••••••• C•••••••• A•••••••Sponsor (confirmed)u•••••••••.com
Jul 29, 2024Platform acquisitionK••••• P••••••• S•••••••Sponsor (confirmed)u•••••••••.com
Jun 4, 2024Add-on acquisitionS••••Sponsor (confirmed)u•••••••••.com
Nov 21, 2023Add-on acquisitionS•••••• G••••Sponsor (confirmed)u•••••••••.com
Oct 4, 2023Platform acquisitionP•••••Sponsor (confirmed)u•••••••••.com
May 4, 2023Platform acquisitionN••Sponsor (confirmed)u•••••••••.com
May 4, 2023Platform acquisitionN••Sponsor (confirmed)u•••••••••.com
Placement agents, lenders, advisers and co-investors
14 relationships
Placement agents (1)
  • S••••••• P••••••• C•••••• L•• 1 shared · one time · last Jan 1, 2022
Financial advisers (5)
  • P••••••••• C•••••• 1 shared · one time · last Jul 16, 2025
  • K••••• C••••••••• G•••• 1 shared · one time · last May 4, 2023
  • K••••• C••••••••• G•••• 1 shared · one time · last May 4, 2023
  • L••••••••• 1 shared · one time · last Nov 21, 2023
  • G••••••••• S••••••••• L•• 1 shared · one time · last Jul 14, 2026
Legal advisers (7)
  • K••••••• • E•••• L•• 5 shared · very strong · last Jul 14, 2026
  • L•••••••• P••••••••• 2 shared · recurring · last May 4, 2023
  • D•••• P••• 1 shared · one time · last Jul 14, 2026
  • H••••• A•••••• K•••• L•• 1 shared · one time · last Jul 7, 2026
  • H••••• • G••••••• L•• 1 shared · one time · last Jul 7, 2026
  • D••• • C••••••• L•• 1 shared · one time · last Jul 7, 2026
  • D•••••• 1 shared · one time · last Jul 29, 2024
Accounting advisers (1)
  • C•••• L•• 1 shared · one time · last Nov 21, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
24 most recent
  1. Jul 14, 2026
    U•••• P••••••• Sells M••••••• S•••• i• P••••••••• P•••••••• •• M•••••• i• P••••••• D••••••••• to P••••••••• E••••••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  2. Jul 14, 2026
    P••••••••• P••••••• Announces Strategic Investment from Lightyear Capital
    Growth investmentFactP•••••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  3. Jul 7, 2026
    U•••• P••••••• Announces Strategic Growth Investment in M••••• • M••••
    Growth investmentFactM••••• • M••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  4. Jul 7, 2026
    U•••• P••••••• Announces Strategic Growth Investment in M••••• • M••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  5. May 6, 2026
    U•••• P•••••••: Private Equity Funds on Form ADV 1 (2024 extract) -> 3 (roster 2026-09-01)
    Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
  6. Jul 16, 2025
    U•••• P••••••• Acquires The B••• Group
    Platform investmentFactB•••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  7. Jul 16, 2025
    U•••• P••••••• Acquires The B••• Group
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  8. Jun 24, 2025
    U•••• P••••••• Completes Investment in A•••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  9. Feb 11, 2025
    U•••• P••••••• Strengthens Team with New Hires and Promotion
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  10. Oct 1, 2024
    U•••• P••••••• Portfolio Company P••••••••• P••••••• Completes Acquisition of W&G
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  11. Sep 18, 2024
    U•••• P••••••• Portfolio Company P••••••••• P••••••• Completes Acquisition of CCA
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  12. Jul 29, 2024
    U•••• P••••••• Completes Investment in K••••• P••••••• S•••••••
    Platform investmentFactK••••• P••••••• S•••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  13. Jul 29, 2024
    U•••• P••••••• Completes Investment in K••••• P••••••• S•••••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  14. Jul 23, 2024
    U•••• P•••••••’ Portfolio Company T••••••• Grows with Acquisitions of Three Insurance Agencies in Southeast Michigan
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  15. Jun 3, 2024
    U•••• P••••••• Portfolio Company NDH Completes Acquisition of McGowan Guntermann
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  16. Jan 30, 2024
    U•••• P••••••• Portfolio Company NDH Announces Strategic Partnership with Jain & Jain
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  17. Nov 21, 2023
    U•••• P•••••••’ Portfolio Company NDH Completes Acquisition of S•••••• G••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  18. Oct 12, 2023
    U•••• P••••••• Announces Partnership with T•••••••, an Insurance Brokerage Platform built on Innovation, Employee Success and Customer Experience
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  19. Oct 4, 2023
    U•••• P••••••• Completes Investment in P•••••
    Platform investmentFactP•••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  20. Oct 4, 2023
    U•••• P••••••• Completes Investment in P•••••
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  21. May 4, 2023
    U•••• P••••••• Completes Platform Investment in NDH
    Platform investmentFactN••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  22. May 4, 2023
    U•••• P••••••• Completes Platform Investment in NDH
    Platform investmentFactN••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
  23. May 4, 2023
    U•••• P••••••• Completes Platform Investment in NDH
    Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
  24. Nov 17, 2022
    U•••• P••••••• first filed Form ADV in the extract (ERA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

U•••• P••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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