DFX Intelligence

Private Equity Intelligence

Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Firms / O••••••• C•••••• M••••••••• L••

O••••••• C•••••• M••••••••• L••

Buyout firmMiddle marketLos Angeles, CAo•••••••••SEC registered investment adviser

Classification

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Size band: Middle marketdefined by: proxy: $1.19bn Private Equity Fund GAV on the Form ADV filed 2024-03-28

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: May 15, 2015 to Mar 28, 2024
RAUM: $1.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 10
PE fund GAV, latest filing: $1.2Breported gross assets (Form ADV), not fund size
All private fund GAV: $1.2Bevery private fund type, latest filing
2024 PE fund GAV: $1.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-03-28, latest gav Private Equity Fund $1.2B, latest counts Private Equity Fund 10, lifetime distinct Private Equity Fund 10
Employees: 40
Headquarters: Los Angeles, CA
Office address: 10250 CONSTELLATION BOULEVARD, SUITE 3000, Los Angeles, CA, 90067
Business phone: 310-432-7000

Stated criteria beside observed behaviour

1 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles: unknown 1
period: to unknown, from unknown, undated holdings 1, dated observations 0
window: last unknown, first unknown
control: unknown 1
companies: 1
geography
investments: 1
seller kinds
transactions: 0
cadence by year
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 0
disclosed value usd: n 0
sector distribution
holding period years: n 0
repeat counterparties
subsector distribution

1 companies on the graph (0 transactions); no dated observations

Funds

10 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
O••••••• C•••••• P••••••• I••• L• ADV: Private Equity Fund	Buyout fund	2022 first reported on Form ADV	$83.2M as of Mar 28, 2024	no Form D	Early deployment
O••••••• C•••••• P••••••• I••••• L• ADV: Private Equity Fund	Buyout fund	2022 first reported on Form ADV	$36.5M as of Mar 28, 2024	no Form D	Unknown
O••••••• C•••••• P••••••• I••• ••••••••• L• ADV: Private Equity Fund	Buyout fund	2021 first reported on Form ADV	$58.4M as of Mar 28, 2024	no Form D	Active deployment
O••••••• C•••••• P••••••• I• ••••••••• L• ADV: Private Equity Fund	Buyout fund	2021 first reported on Form ADV	$36.0M as of Mar 28, 2024	no Form D	Active deployment
O••• I• E••••••• C••••••••• L• ADV: Private Equity Fund	Co-investment vehicle	2020 first reported on Form ADV	$6.2M as of Mar 28, 2024	no Form D	Mature
O••••••• C•••••• P••••••• I•••• L• ADV: Private Equity Fund	Buyout fund	2019 first reported on Form ADV	$507M as of Mar 28, 2024	no Form D	Mature
O••••••• C•••••• P••••••• I•• L• ADV: Private Equity Fund	Buyout fund	2019 first reported on Form ADV	$313M as of Mar 28, 2024	no Form D	Successor fundraising
O••• I• E••••••• C••••••••• L• ADV: Private Equity Fund	Co-investment vehicle	2017 first reported on Form ADV	$618,918 as of Mar 28, 2024	no Form D	Harvest
O••••••• C•••••• P••••••• I••• L• ADV: Private Equity Fund	Buyout fund	unknown	$75.3M as of Mar 28, 2024	no Form D	Harvest
O••••••• C•••••• P••••••• I• L• ADV: Private Equity Fund	Buyout fund	unknown	$74.3M as of Mar 28, 2024	no Form D	Harvest

Team

6 current, 7 former

Partner (2)

A••••• K•••• N•••• · Member · since Aug 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••••• L•••••• · Sole Shareholder · since Jan 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (4)

P••• a• B••••••• · Chief Operating Officer · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
R•••••• E••• S•••••• · Chief Compliance Officer · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••• M•••• · Chief Financial Officer · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••••• H••••••• · General Counsel And Secretary · since Oct 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

7 former (kept with end dates)

J••••• J•• Y••• · Member · Mar 1, 2011 to Mar 31, 2017 Inference
R••••• L•••• · Member · Mar 1, 2011 to Mar 31, 2017 Inference
S•••••••• K•••••• L• M•••• · Member · May 1, 2012 to Nov 9, 2018 Inference
S•••••••• K•••••• L• M•••• · Sole Shareholder · Oct 1, 2010 to Jul 24, 2020 Inference
D••••• A••••• · Chief Compliance Officer And General Counsel · Apr 1, 2014 to Nov 9, 2018 Inference
H•••••• J••• M••••• · Chief Financial Officer · Aug 1, 2020 to Jun 7, 2023 Inference
S••• P••• F•••••• · Chief Compliance Officer · Feb 1, 2023 to Nov 8, 2023 Inference

Portfolio

2 relationships, 0 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
F•••• A••	Role unknown	exited exited Jun 4, 2024	unknown	unknown	unknown	Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
H•••••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)

Transactions

3 on record

Date	Type	Target	This firm’s role	Source
Jun 4, 2024	Exit to a strategic buyer	F•••• A••	Seller (confirmed)	palladiumequity.com
Nov 22, 2019	Add-on acquisition	P•••• P•••••••• L••	Seller (confirmed)	millpoint.com
Nov 22, 2019	Add-on acquisition	P•••• P•••••••• L••	Seller (confirmed)	millpoint.com

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

U•• S••••••••• L•• 6 shared · very strong · last Jan 1, 2022

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

3 most recent

Mar 31, 2026
O••••••• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 10 (2024 extract) -> 11 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Jun 4, 2024
Kymera International Signs Definitive Agreement to Acquire F•••• A••, a Leader in Advanced Silicon Carbide Materials
ExitFactF•••• A••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
May 15, 2015
O••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-18items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9888888888888889,"evidence":"2 method: sum of component points, capped at 1.0
model score-pe-1
Research priority60 · ELEVATED: as of: 2026-09-18items: [{"code":"SCALE_BAND","points":0.3,"evidence":"MIDDLE_MARKET"},{"code":"COMPLETEmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-18items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-18items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness58 · ELEVATED: as of: 2026-09-18items: [{"code":"FIELDS_PRESENT","points":0.5833333333333334,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity85 · HIGH: as of: 2026-09-18items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 2 days ago
Observations: 29
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

O••••••• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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