DFX Intelligence

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I••••• P•••• C•••••• M••••••••• L•••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYi•••••••••.com

••• Locked

As of 2026-09-21 · identity and classification; each section below carries its own date

Regulatory AUM: $253M
PE fund assets: $253M
PE funds: 3
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (3)Transactions

As of 2026-09-21 · identity and classification; each section below carries its own date

Why this matters

Also held on 3 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 3
0 lenders and 1 placement agents appear beside this firm on the record.
Placement agents 1
Reported $253M of regulatory assets at its last Form ADV filing.
2026-04-24
RAUM $253M

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 19 of 19 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Strategies: GROWTH EQUITY

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 19 of 19 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Feb 14, 2012 to Apr 24, 2026
RAUM: $253Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 3
PE fund GAV, latest filing: $253Mreported gross assets (Form ADV), not fund size
All private fund GAV: $55.7Mevery private fund type, latest filing
2024 PE fund GAV: $253Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-03-28, latest gav Private Equity Fund $253M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 19
Employees: 13
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

19 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
I••••• P•••• C•••••• P••••••• I•• S••• L••• ADV: Private Equity Fund	Buyout fund	2016 first reported on Form ADV	$253M as of Mar 28, 2024	no Form D	Harvest
M•• I••••••• H•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$161,170 as of Mar 28, 2024	no Form D	Mature
I••••••• I••••••• H•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$106,020 as of Mar 31, 2019	no Form D	Wound down
I•• C••••••••• H••••••• • I•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2013 first reported on Form ADV	$90,457 as of Mar 31, 2019	no Form D	Wound down
I•• G••••••••• I••••••• H••••••• I•• L•• ADV: Private Equity Fund	Growth fund	2013 first reported on Form ADV	$90,344 as of Mar 30, 2018	no Form D	Wound down
I•• G••••••••• I••••••• H••••••• I• L•• ADV: Private Equity Fund	Growth fund	2013 first reported on Form ADV	$76,104 as of Mar 30, 2018	no Form D	Wound down
J• I••••••••• L• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$31,707 as of Mar 31, 2019	no Form D	Wound down
I••••• P•••• C•••••• P••••••• I•• L••• ADV: Private Equity Fund	Buyout fund	unknown	$10.8M as of Apr 22, 2020	no Form D	Wound down
I••••• P•••• C•••••• M•••••••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$5.9M as of Apr 22, 2020	no Form D	Wound down
I••••• P•••• C•••••• I•••••••• I•• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$2.1M as of Apr 22, 2020	no Form D	Wound down
I••••• P•••• C•••••• P••••••• I•• •••••••• L••• ADV: Private Equity Fund	Buyout fund	unknown	$482,088 as of Mar 30, 2018	no Form D	Wound down
I••••• P•••• C•••••• P••••••• I••• L••• ADV: Private Equity Fund	Buyout fund	unknown	$329,321 as of Mar 30, 2018	no Form D	Wound down
I••••••••• C••••••••• P••••••• •••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	unknown	$292,168 as of Oct 14, 2016	no Form D	Wound down
I•••••• C••••••••• P•••••••• L• ADV: Private Equity Fund	Co-investment vehicle	unknown	$206,936 as of Mar 28, 2024	no Form D	Harvest
I••••••••• S•••••••• C••••••••• •••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	unknown	$202,461 as of Oct 14, 2016	no Form D	Wound down
I••••• P•••• C•••••• P••••••• I•• C••••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	unknown	$164,683 as of Mar 30, 2018	no Form D	Wound down
I••••• P•••• C•••••• I•• F••••• F•••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$30,377 as of Mar 30, 2018	no Form D	Wound down
I••••• P•••• C•••••• I•• E•••••••• F••• •••••••• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$8,469 as of Mar 30, 2018	no Form D	Wound down
I••••• P•••• C•••••• I•• F••••• F••• •••••••• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$5,931 as of Mar 30, 2018	no Form D	Wound down

Team

3 current, 13 former

Managing partner (1)

J••• D•••• H••••• · Owner, Managing Member · since Aug 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Partner (1)

P••••• M•••• C•••••••• · Owner / Member · since May 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

P•••••• S••• K••••••••• · Chief Financial Officer & Chief Compliance Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

13 former (kept with end dates)

L••• F••• · T•••••• • R••••• C•••••• L••• · Aug 1, 2015 to Apr 13, 2020 Inference
B•••• M•••• A••••••• · O••••• I•• M•••••• I•• L•• · Jul 1, 2000 to Mar 30, 2018 Inference
D•••• E••••• K••• · O••••• I•• G•••• I••• L••• · Jul 1, 2015 to Mar 30, 2018 Inference
D•••• W•••••• K•••• · P••••••• I••••• P•••• C•••••• M••••••••• L••• · Oct 1, 2008 to Jan 25, 2016 Inference
D•••••• R••••• K••• · O••••• I•• M•••••• I•• S••• L••• · Jul 1, 2015 to Mar 30, 2018 Inference
G•••••• M••••••• K••••••• · O••••• I•• M•••••• I•• L•• · Dec 1, 2000 to Mar 30, 2018 Inference
M•••••• C• F••••• · S••••• M••••••• D•••••••• I••••• P•••• C•••••• M••••••••• L••• · Jan 1, 2012 to Mar 31, 2014 Inference
R•••••• L••••••• P••••• · O••••• I•• M•••••• I•• S••• L••• · Jul 1, 2015 to Mar 30, 2018 Inference
R••••• J••••• · O••••• I•• M•••••• I••• L••• · Jul 1, 2015 to Mar 29, 2019 Inference
R••••• J••••• · S••••• M••••••• D•••••••• I••••• P•••• C•••••• M••••••••• L••• · Oct 1, 2008 to Mar 31, 2015 Inference
D•••• S• G•••••• · C•••• F•••••••• O••••••• I••••• P•••• C•••••• M••••••••• L••• · Aug 1, 2014 to Mar 29, 2019 Inference
E•• G• M•••••••• · C••• C••• P••••••• I••••• P•••• C•••••• M••••••••• L••• · Jan 1, 2010 to Mar 31, 2019 Inference
H•••• E•••• B•• · C••• I••••• P•••• C•••••• M••••••••• L••• · Jan 1, 2012 to Mar 31, 2015 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2016

LP commitments

2 disclosed

O••••• P••••• E•••••••• R••••••••• F••• in I••••• P•••• C•••••• P••••••• I••• L••• $100M oregon.gov
P••••••••• P••••• S••••• E••••••••• R••••••••• S••••• in I••••• P•••• C•••••• P••••••• I•• S••• L••• $150M pa.gov

Events

1 most recent

Feb 14, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9888888888888889,"evidence":"2 method: sum of component points, capped at 1.0
model score-pe-1
Research priority47 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: portfolio, transactions, stated criteria, lenders
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: yesterday
Observations: 27
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

I••••• P•••• C•••••• M••••••••• L••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.

Independent Sponsors1RIA and Wealth1Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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