DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Firms / L3 Capital Advisors LLC
L3 Capital Advisors LLC
Buyout firm · probableunsizedNew York, NYSEC registered investment adviser
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 41 of 41 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 41 of 41 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 7, 2017 to Mar 30, 2020
- RAUM
- $175Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 41
- PE fund GAV, latest filing
- $173Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $173Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2020-03-30, latest gav Private Equity Fund $173M, latest counts Private Equity Fund 41, lifetime distinct Private Equity Fund 41
- Employees
- 6
- Headquarters
- New York, NY
- Office address
- 75 WALL STREET, SUITE 23R, New York, NY, 10005
- Business phone
- 929-203-0544
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
41 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L3 Capital Income Fund LLC ADV: Private Equity Fund | Credit fund | 2020 first reported on Form ADV | $12.2M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund Viii LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $4.3M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund Viii LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $3.8M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund Viii LLC - Series E ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $2.7M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund Viii LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| L3 Capital Small Cap Gold Fund LLC - Series a ADV: Private Equity Fund | Buyout fund | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund Viii LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VII LLC - Series E ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $7.8M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VI LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $5.6M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund VI LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $4.7M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund V LLC - Series E ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $3.3M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund VII LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $2.9M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VII LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $2.5M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VI LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $664,500 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VII LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VI LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund VII LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund III LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $5.3M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund IV LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $4.6M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund III LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $4.6M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund IV LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $4.2M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund V LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $3.9M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund IV LLC - Series a ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $2.8M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund V LLC - Series B ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $2.8M as of Mar 30, 2020 | no Form D | Early deployment | |
| Advanced Technology Select Fund V LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $1.7M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund IV LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund V LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund III LLC - Series C ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund LLC - Series C ADV: Private Equity Fund | Feeder or parallel | unknown | $18.8M as of Mar 30, 2020 | no Form D | Active deployment | |
| Mogo Industries LLC ADV: Private Equity Fund | buyout or unlabelled | unknown | $13.2M as of Mar 30, 2020 | no Form D | Unknown | |
| L3 Cubed LLC - Series C ADV: Private Equity Fund | Feeder or parallel | unknown | $11.9M as of Mar 30, 2020 | no Form D | Active deployment | |
| Advanced Technology Fund LLC - Series C ADV: Private Equity Fund | Feeder or parallel | unknown | $10.9M as of Mar 30, 2020 | no Form D | Active deployment | |
| Advanced Technology Select Fund II LLC - Series B ADV: Private Equity Fund | Feeder or parallel | unknown | $8.9M as of Mar 30, 2020 | no Form D | Active deployment | |
| Advanced Technology Select Fund II LLC - Series a ADV: Private Equity Fund | Feeder or parallel | unknown | $8.2M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund LLC - Series a ADV: Private Equity Fund | Feeder or parallel | unknown | $7.1M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Fund LLC - Series a ADV: Private Equity Fund | Feeder or parallel | unknown | $7.1M as of Mar 30, 2020 | no Form D | Unknown | |
| L3 Cubed LLC - Series B ADV: Private Equity Fund | Feeder or parallel | unknown | $6.5M as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Fund LLC - Series B ADV: Private Equity Fund | Feeder or parallel | unknown | $22,227 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund II LLC - Series C ADV: Private Equity Fund | Feeder or parallel | unknown | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| Advanced Technology Select Fund LLC - Series E ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 30, 2020 | no Form D | Unknown | |
| L3 Cubed LLC - Series D ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 30, 2020 | no Form D | Unknown |
Team
2 current, 0 former
Managing partner (1)
- Richard Anthony Cardinale · Managing Member · since Jan 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- Phillip Mckie · Chief Compliance Officer · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- PHX Financial, Inc. 39 shared · very strong · last Jan 1, 2020
- Halcyon Cabot Partners, Ltd. 9 shared · very strong · last Jan 1, 2016
- Olympus Securities, LLC 3 shared · strong · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 287901 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 7, 2017L3 Capital Advisors LLC first filed Form ADV in the extract (IA)
Across the graphs
L3 Capital Advisors LLC is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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