DFX Intelligence
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O•••••••• M••••••••• C•••••••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· New York, NYo••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $418,391
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $1.1B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-07-22
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 29, 2011 to Apr 8, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $418,391reported gross assets (Form ADV), not fund size
- All private fund GAV
- $195Mevery private fund type, latest filing
- 2024 PE fund GAV
- $418,391sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2024-07-22, latest gav Hedge Fund $893,774, Private Equity Fund $418,391, latest counts Hedge Fund 1, Private Equity Fund 1, lifetime distinct Hedge Fund 4, Other Private Fund 2, Private Equity Fund 2
- Employees
- 13
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••••••• P•••••• E•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $418,391 as of Jul 22, 2024 | no Form D | Harvest | |
| O•••••••• M•••••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $140,165 as of Aug 17, 2021 | no Form D | Wound down |
Team
14 current, 9 former
Managing partner (4)
- A••••• G••••••• A••••••• · Chairman And Ceo · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••• G••••••• A••••••• · Jr. Chairman and Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• J•• Z••••• · President · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• J•• Z••••• · President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- R•••••• A•••• A•••••••• · Managing Director, Family Office Services · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• A•••• A•••••••• · Managing Director · since Dec 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• K•••••• · Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- W••• G••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- J•••• S••• · Research Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- F•••• S•••••••• · Chief Operating Officer, Chief Financial Officer, Treasurer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• S•••••••• · Cfo/Coo/Chief Compliance Officer · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- I•• G••• · Manager of Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• K••• · Outsourced Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• F••••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
9 former (kept with end dates)
- A••• J••• R••• · President, Ceo & Director · May 1, 2001 to Aug 20, 2012 Inference
- A••••• J•••• G•••• · Ceo, Cio, And Director · Jul 1, 2012 to Dec 13, 2019 Inference
- J••••••• D•••• U••••• · President · Dec 1, 2013 to Apr 1, 2015 Inference
- B••• S• R•••••••• · Managing Director, Director Of Research · Jul 1, 2012 to Mar 3, 2022 Inference
- C•••••••• M••• · Managing Director · May 1, 2009 to Mar 1, 2024 Inference
- L•••• M•••••••• · Chief Compliance Officer · Oct 1, 2013 to Dec 13, 2023 Inference
- M••• J••• G••••• · Cfo And Treasurer · Dec 1, 2003 to Dec 11, 2013 Inference
- R••••• B••••••• · Chief Compliance Officer And Chief Operating Officer · May 1, 2013 to Sep 20, 2013 Inference
- A••• M•••••• L••• · Vice-President · Dec 1, 2004 to Nov 29, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 29, 2011••• Locked
Across the graphs
O•••••••• M••••••••• C••••••••• is the same institution as 4 records in Family Offices, Independent Sponsors, RIA and Wealth and Private Credit.
Family Offices1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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