DFX Intelligence
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E••••••••• C•••••• I••••••••• M••••••••• • L••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.2B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $1.2B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 1 Private Equity Fund(s) among 6 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 1 Private Equity Fund(s) among 6 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 8, 2015 to Oct 4, 2024
- RAUM
- $1.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2024-10-04, latest gav Other Private Fund $1.2B, latest counts Other Private Fund 4, lifetime distinct Other Private Fund 5, Private Equity Fund 1
- Employees
- 36
- Headquarters
- Portland, OR
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W••••••••• O••••••••• F•••• L•• ADV: Other Private Fund | buyout or unlabelled | unknown | $45.1M as of Oct 4, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| A•• P•••••••• C•••• L•• | Private Equity Fund | 2015 to 2015 | $252M filed Sep 2, 2015 | adviserinfo.sec.gov |
Team
7 current, 3 former
Managing partner (2)
- D••• C••• · Founder and Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••••• D••••• H••• · Chief Compliance Officer, Chief Executive Officer · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- D•••• Y•••••• C••• · Executive Officer · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• J•• P••••••••• · Executive Officer · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• B••••• · Senior Manager, People and Culture · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- C•••• D•••••• · Senior Vice President, Financial Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- B••• C••••••• · Senior Advisor, Special Projects · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
3 former (kept with end dates)
- P•••••• Q••••••••• K••••••••• · Executive Officer · Mar 1, 2015 to Mar 31, 2023 Inference
- M•••••••• J•••••••• · Chief Compliance Officer, Controller · Mar 1, 2015 to Nov 17, 2016 Inference
- W•••••• C••••••• C••••••• · Executive Officer, Chief Compliance Officer · Mar 1, 2015 to Oct 4, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- E••••••••• C•••••• S•••••••• L•• 1 shared · one time · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- May 2, 2024E•••••••••’s Insight into Vertical Farming and Greenhouse Investment
- May 8, 2015E••••••••• C•••••• I••••••••• M••••••••• • L•• first filed Form ADV in the extract (IA)
Across the graphs
E••••••••• C•••••• I••••••••• M••••••••• • L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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