DFX Intelligence
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T••••••• I••••••••• M•••••••••
Fund of fundsClassification probableMiddle marketSEC registered investment adviser· Madison, WIc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $35B
- PE fund assets
- $2.4B
- PE funds
- 6
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services
- Graphs 3
- RAUM $35B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 6 of 6 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $2.42bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 6 of 6 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 26, 2024
- RAUM
- $35Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $2.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-26, latest gav Private Equity Fund $2.4B, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 6
- Employees
- 64
- Headquarters
- Madison, WI
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•• F••• V• L• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $135,718 as of Mar 26, 2024 | no Form D | Unknown | |
| M•• F••• V• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $566M as of Mar 26, 2024 | no Form D | Active deployment | |
| M•• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $1.0B as of Mar 26, 2024 | no Form D | Mature | |
| M•• F••• I•• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $577M as of Mar 26, 2024 | no Form D | Mature | |
| M•• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $178M as of Mar 26, 2024 | no Form D | Harvest | |
| M•• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $73.7M as of Mar 26, 2024 | no Form D | Harvest |
Team
17 current, 20 former
Managing partner (4)
- A•• M• C•••••• · President, Executive Vice President And Chief Investment Officer · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••• R• R•••••• · Co-founder and Managing Director, 1414 Ventures · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• O• L••••• · Retired Executive Chairman and Board Chair, Alliant Energy Corporation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• G• V•••••••• · President & CEO, Baxter Credit Union · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (10)
- A•••• R••••••• C••••••• · Vice President - Managing Director - Investments · since Feb 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••• M•••• F••••••• · Senior Vice President And Managing Director, Deputy Chief Investment Officer- - Investments · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• T••••• T••••• · Secretary, Vice President And Director · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B••••••• T• W••••• · Senior Vice President - Chief Risk Officer · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• T••••••• M•••• · Vice President - Managing Director - Investment Research · since Jul 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• C•••••• C••••• · Vice President - Managing Director - Investments · since Aug 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• J• v•• A•••••• · Vice President - Managing Director - Investments · since Aug 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• J• L•••• · Vice President - Managing Director - Investments · since Aug 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• C• J••••• · Vice President - Managing Director - Investments · since Jul 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• J•••• W••••• · Vice President, Managing Director - Investments · since Feb 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B•••• J• B••••••• · Treasurer · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• M• H••••••••• · Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- S•••••••• B••• · Retired Insurance Executive, The Hartford · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
20 former (kept with end dates)
- D•••• P••• M•••• · President And Director · Sep 1, 2005 to Jan 19, 2016 Inference
- C•••••• A••• J••••• · Assistant Secretary · Mar 1, 2010 to Mar 17, 2015 Inference
- J••• M••••• L•••••• · Chief Compliance Officer · Aug 1, 2018 to Mar 23, 2023 Inference
- R•••• B• P••••••• · Treasurer · Feb 1, 2011 to Dec 18, 2012 Inference
- T•••••• S••••••• H•••••• · Chief Compliance Officer · Jan 1, 2009 to Sep 7, 2018 Inference
- A••••• J• M••••• · Director · May 1, 2011 to Dec 18, 2012 Inference
- C••••••••• C••••••• · Director · Jan 1, 2015 to Jan 19, 2016 Inference
- J•••• A••• P•••••• · Director · Dec 1, 2012 to Sep 14, 2017 Inference
- S•••••• W•••• K••••• · Director · May 1, 2011 to Mar 17, 2015 Inference
- S••••• R• S•••••• · Secretary And Director · Oct 1, 2011 to Jan 15, 2019 Inference
- C••••••••• C••••••• · Senior Vice President, Director · Feb 1, 2020 to Oct 6, 2021 Inference
- D•••• G•••••• B•••• · Chairman, Executive Vice President · Sep 1, 2021 to Mar 18, 2022 Inference
- J••• R••• F••••• · Senior Vice President, Senior Managing Director-Private Investments · Apr 1, 2012 to Jan 19, 2016 Inference
- J••• W•••••• P••••••• · Vice President Managing Director-Investments · Mar 1, 2012 to Aug 12, 2016 Inference
- K••• Y•••••••• L•• · Vice President, Managing Director - Investments · Feb 1, 2012 to Mar 30, 2018 Inference
- P••• D••••• B•••••• · Secretary And Vice President · Dec 1, 2018 to Jan 4, 2024 Inference
- P••• J••••• C•••• · Senior Vice President · Jun 1, 2016 to Jul 24, 2020 Inference
- S•••• R•• P••••• · Senior Vice President, Sr. Managing Director-Public Investments · Apr 1, 2012 to Mar 29, 2016 Inference
- S••••• M•••••• R••••••••• · Vice President, Director - Investment Research · Feb 1, 2012 to Oct 6, 2021 Inference
- T••••• J••••• M•••••• · Senior Vice President · Feb 1, 2012 to Jan 19, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012T••••••• I••••••••• M••••••••• first filed Form ADV in the extract (IA)
Across the graphs
T••••••• I••••••••• M••••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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