DFX Intelligence
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M••••• • M••••• A•••• M•••••••••
Buyout firmClassification probableMiddle marketSEC registered investment adviser· Chicago, ILm•••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.7B
- PE fund assets
- $1.4B
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $1.7B
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $1.44bn Private Equity Fund GAV on the Form ADV filed 2024-07-12
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 12 of 12 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 15, 2012 to Jul 13, 2026
- RAUM
- $1.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-07-12, latest gav Private Equity Fund $1.4B, latest counts Private Equity Fund 10, lifetime distinct Private Equity Fund 12
- Employees
- 18
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- up to $250M
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
12 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••••• P•••••• E••••• F••••••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $124M as of Jul 12, 2024 | no Form D | Unknown | |
| M• N• P•••••• F••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $310M as of Jul 12, 2024 | no Form D | Early deployment | |
| F•••••• C• H•••••• I••••••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $64.8M as of Jul 12, 2024 | no Form D | Mature | |
| C••••••••• P•••••• E••••• F••••••••• I••• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $281M as of Jul 12, 2024 | no Form D | Successor fundraising | |
| M• N• P•••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $265M as of Jul 12, 2024 | no Form D | Mature | |
| M•••••• E••••••• P•••••• E••••• F••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $130M as of Jul 12, 2024 | no Form D | Mature | |
| M• P•••••• E••••• F••••••••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $81.5M as of Jul 12, 2024 | no Form D | Harvest | |
| M• N• P•••••• F•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $163M as of Jul 12, 2024 | no Form D | Harvest | |
| M••••••••• E••••••• P•••••• E••••• F••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $14.7M as of Jul 12, 2024 | no Form D | Harvest | |
| C• L••••• F•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $3.9M as of Jul 12, 2024 | no Form D | Harvest | |
| M• P•••••• E••••• F••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Jun 27, 2023 | no Form D | Wound down | |
| I••••••• P•••••• E••••• F••••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Aug 8, 2017 | no Form D | Harvest |
Team
10 current, 1 former
Partner (7)
- A••••• D• S•••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••• R••• · Manager/Member · since Nov 1, 1986 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••• W••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•••• C••••• L••• · Chief Investment Officer · since May 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- I•••• C••••• L••• · Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• T••••••• T••••• · Member - Preferred · since May 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•• J•• Z••••••••• · Member - Preferred · since Nov 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- A•••••• I•••• N•••• · Chief Compliance Officer / Director Of Finance · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A•••••• I•••• N•••• · Chief Compliance Officer & Director of Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- J•• P••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- S•••••• L••••••• W•••••• · Chief Compliance Officer/Cao · Oct 1, 2004 to Mar 19, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
6 disclosed
- C••••••••• S•••• T•••••••• R••••••••• S••••• in C••••••••• P•••••• E••••• F••••••••• I••• L• $250M calstrs.com
- C••••••••• S•••• T•••••••• R••••••••• S••••• in M• P•••••• E••••• F••••••••• I•• L••• $100M calstrs.com
- N•• Y••• S•••• C••••• R••••••••• F••• in M• N• P•••••• F•••• L••• $240M osc.ny.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in M• N• P•••••• F••• I•• L••• $200M osc.ny.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in M• N• P•••••• F••• I••• L••• $150M osc.ny.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in M• N• P•••••• F•••• L••• $100M osc.ny.gov
Events
2 most recent
- Jul 13, 2026••• Locked
- Mar 15, 2012••• Locked
Across the graphs
M••••• • M••••• A•••• M••••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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