DFX Intelligence
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M•• R•••• I••••••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Boston, MA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $404M
- PE fund assets
- $493,484
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $404M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)3 of 3 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 7, 2026
- RAUM
- $404Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $493,484reported gross assets (Form ADV), not fund size
- All private fund GAV
- $69.7Mevery private fund type, latest filing
- 2024 PE fund GAV
- $493,484sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 19%
- Fund type mix
- Hedge fund: 2 funds, $69.7M reported gross assets, 13 ever reported
- Private equity fund: 3 ever reported
- Employees
- 4
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•• P•••••• E••••• S••••• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $493,484 as of Mar 29, 2024 | no Form D | Harvest | |
| L••• P•••• I•••••••• W•••••• 1• C•••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $4.4M as of Mar 28, 2013 | no Form D | Unknown | |
| L••• P•••• I•••••••• B••••• C•••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $64,339 as of Mar 28, 2013 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites); Investment organization websites (team, portfolio, strategy, criteria, news). A person named by two sources under two spellings is shown once, with both sources.
7 current, 1 former
Managing partner (1)
- R•••••• W•••••• S••••• · Managing Member · since Nov 1, 1997 Form ADV Firm website
Partner (1)
- J••• S•••••• · Portfolio Manager, Managing Director · start date unknown Firm website
Investor relations (1)
- M•••••• G•••• · Principal & Investor Relations · start date unknown Firm website
Board or advisory (1)
- S•••••• S••••• · Trustee, L•••••• S••••• 2••• T•••• · since Dec 1, 2005 Form ADV
Platform (2)
- J••• P••••• · Managing Director of Finance & Administration · start date unknown Firm website
- S•••••• C•••••• C•••••••• · General Counsel/Cco · since Feb 1, 2012 Form ADV Firm website
Other (1)
- G•••• D••••• · Office Administrator · start date unknown Firm website
1 former (kept with end dates)
- B••• A•••••• · M••••••• M•••••• S••••••• C••••••••• L•• · Oct 1, 2009 to Mar 27, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
M•• R•••• I•••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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