DFX Intelligence
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L•• C•••••• M••••••••• I•••
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· Regina
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $27.6M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors energyGeography Canada
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- Own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-02-23
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%)7 of 7 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- Exempt reporting adviser
- Form ADV filings
- Feb 22, 2013 to Mar 2, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $27.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $27.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- $27.6Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 3 funds, $27.6M reported gross assets, 7 ever reported
- Employees
- unknown
- Headquarters
- Regina, Canada
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- Energy
- Geography
- Canada
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•• E••••• P••••••• L• V• ••••• ADV: Private Equity Fund | buyout or unlabelled | 2022 Form D first sale | $15.0M as of Mar 2, 2026 | $13.4M | Active deployment | |
| L•• E••••• P••••••• L• I• ••••• ADV: Private Equity Fund | buyout or unlabelled | 2018 Form D first sale | $5.7M as of Mar 2, 2026 | no Form D | Unknown | |
| L•• E••••• P••••••• L• I•• ••••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $6.8M as of Mar 2, 2026 | no Form D | Harvest | |
| L•• E••••• P••••••• L• I• •••• L• I••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.7M as of Mar 2, 2020 | no Form D | Wound down | |
| L•• E••••• P••••••• L• I• •••• L• I•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $793,621 as of Mar 2, 2020 | no Form D | Wound down | |
| L•• E••••• P••••••• L• I• ••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $513,028 as of Mar 2, 2020 | no Form D | Wound down | |
| L•• E••••• P••••••• L• I• •••• L• I•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $246,011 as of Mar 2, 2020 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites); Investment organization websites (team, portfolio, strategy, criteria, news). A person named by two sources under two spellings is shown once, with both sources.
8 current, 1 former
Managing partner (1)
- E• C•••• L•••••• · Executive Chair · start date unknown Firm website
Partner (3)
- C••••• J•••• A•••••••• · Shareholder · since Aug 1, 2009 Form ADV Firm website
- D••• J••••• P•••• · Shareholder · since Aug 1, 2009 Form ADV Firm website
- T•••• J••• M•••••• · Shareholder · since Mar 1, 2023 Form ADV Firm website
Vice president (1)
- R••• R•••••• T••••••• · Vice President, Investments · since Dec 1, 2021 Form ADV Firm website
Board or advisory (2)
- E•••••• C•••• L•••••• · Trustee · since Nov 1, 2020 Form ADV
- P••••• J••• L•••••• · Trustee · since Nov 1, 2020 Form ADV
Platform (1)
- J••••• K•••• · Controller · start date unknown Firm website
1 former (kept with end dates)
- C••••••••• R••• O••••• · Trustee · Mar 1, 2016 to Mar 2, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- H••••••• M••••• I••••••••• L•• 2 shared · recurring · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 22, 2013••• Locked