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H•••••• E••••• A•••••••• L••
Special situationsClassification probableunsizedSEC registered investment adviser· H••••••, TXe•••••••.com
Special situations, running SPECIAL SITUATIONS, based in H••••••, TX.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $188M
- PE fund assets
- $188M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $188M
Classification
How this organization is classified, and on what basisSpecial situations · 1 in historyShowHide
- Class
- Special situationsprobable, confidence 70%
- Basis
- R2: 2 of 4 private equity vehicles are named special situations
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Special situations (probable, 70%, cls-pe-1)R2: 2 of 4 private equity vehicles are named special situations
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 31, 2015
- RAUM
- $188Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $188Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $188Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2015-03-31, latest gav Private Equity Fund $188M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 4
- Headquarters
- H••••••, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••• S•••••• S••••••••• F••• I•• L• ADV: Private Equity Fund | Special situations fund | unknown | $163M as of Mar 31, 2015 | no Form D | Active deployment | |
| E••••• S•••••• S••••••••• F••• I• L• ADV: Private Equity Fund | Special situations fund | unknown | $12.2M as of Mar 31, 2015 | no Form D | Unknown | |
| E•• P••••••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10.6M as of Mar 31, 2015 | no Form D | Active deployment | |
| E•• P••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.0M as of Mar 31, 2015 | no Form D | Unknown |
Team
3 current, 2 former
Managing partner (1)
- J••••••• S••••• L••••• · Managing Member · since Jul 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J••• J••••• C•••••• · Chief Compliance Officer · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• L••• G•••••••• · Chief Financial Officer · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- B•••••• P• B••••• · Chief Compliance Officer And Chief Financial Officer · Jul 1, 2005 to Jun 14, 2012 Inference
- B••••••• E•••••••• S•••• D••••• · Chief Compliance Officer · Jun 1, 2012 to Mar 28, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Feb 14, 2012••• Locked
Across the graphs
H•••••• E••••• A•••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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