DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / S•••• P•••• C••••• A•••••• L••
S•••• P•••• C••••• A•••••• L••
Private credit manager · probableMiddle marketGreenwich, CTs•••••••••.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- Middle marketdefined by: proxy: $3.20bn Private Equity Fund GAV on the Form ADV filed 2024-07-15
- Strategies
- PRIVATE CREDIT
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-2)R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 20 of 20 distinct vehicles are sworn Private Equity Funds; 18 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 24, 2020 to Jul 15, 2024
- RAUM
- $6.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 15
- PE fund GAV, latest filing
- $3.2Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $3.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-07-15, latest gav Private Equity Fund $3.2B, latest counts Private Equity Fund 15, lifetime distinct Private Equity Fund 20
- Employees
- 45
- Headquarters
- Greenwich, CT
- Office address
- 20 HORSENECK LANE, Greenwich, CT, 06830-6327
- Business phone
- 203-862-2900
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
20 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• L••••• C••••• F•••• L••• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $264M as of Jul 15, 2024 | no Form D | Unknown | |
| S•• O••••••••• P••••••• F••• I•• L••• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $148M as of Jul 15, 2024 | no Form D | Unknown | |
| S•• L••••• C••••• F••••• F•••• L••• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $138M as of Jul 15, 2024 | no Form D | Unknown | |
| S•• O••••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $118M as of Jul 15, 2024 | no Form D | Unknown | |
| S•• B•••• P••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $54.8M as of Jul 15, 2024 | no Form D | Unknown | |
| S•• A••••• P••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $398M as of Jul 15, 2024 | no Form D | Early deployment | |
| S•• W••••• P••••• L••• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $670M as of Jul 15, 2024 | no Form D | Active deployment | |
| S•• O••••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $362M as of Jul 15, 2024 | no Form D | Mature | |
| O••••••• P••••• L••• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $323M as of Jul 15, 2024 | no Form D | Mature | |
| S•• P•••••• P••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $269M as of Jul 15, 2024 | no Form D | Mature | |
| S•• O••••••••• F••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $140M as of Jul 15, 2024 | no Form D | Mature | |
| S•• O••••• P••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $112M as of Jul 15, 2024 | no Form D | Mature | |
| S•• O••••••••• P••••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $111M as of Jul 15, 2024 | no Form D | Mature | |
| S•• O••••••••• P••••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $66.4M as of Jul 15, 2024 | no Form D | Harvest | |
| S•• O••• O••••••• P••••• L••• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $55.1M as of Mar 31, 2021 | no Form D | Unknown | |
| S•• O••••••••• P••••••• F••••• F•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $26.3M as of Jul 15, 2024 | no Form D | Mature | |
| S•• O••• W••••• P••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $23.2M as of Mar 31, 2021 | no Form D | Unknown | |
| S•• P•••••• P••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $10.3M as of Jan 20, 2022 | no Form D | Wound down | |
| S•• P•••••• P•••• I•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $622,952 as of Jan 20, 2022 | no Form D | Wound down | |
| S•• P•••••• P•••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $113,029 as of May 5, 2023 | no Form D | Wound down |
Team
8 current, 3 former
Partner (5)
- C•••••• A••••• D•••• · Member · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• L•••• R••••••••• · Managing Director · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• D••••• C•••• · Managing Director · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N•••••• D•••• Z••••• · Managing Director · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• J••••••• B•••••• · Head Of Credit, And Managing Director · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- B•••• R••••• · Chief Compliance Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• J•• W•••••• · Managing Director And G•••ral Counsel · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••• •••• B•••• · Chief Financial Officer · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- S•••••• N•• F••••••• · Chairman And Member Of S•• F•••• P••••••• L•• · Jul 1, 2020 to Jul 15, 2024 Inference
- J••••••••• M••••••• G•••••••• · Chief Compliance Officer · May 1, 2022 to Jul 15, 2024 Inference
- S••••• M•••••• F••••• · Chief Compliance Officer And Secretary · Jan 1, 2022 to May 13, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 20, 2026S•••• P•••• C••••• A•••••• L••: Private Equity Funds on Form ADV 15 (2024 extract) -> 20 (roster 2026-09-01)
- Aug 24, 2020S•••• P•••• C••••• A•••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S•••• P•••• C••••• A•••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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