DFX Intelligence
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C••••• P•••••• C••••••
Buyout firmClassification probableunsizedSEC registered investment adviser· Baltimore, MDc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $162M
- PE fund assets
- $153M
- PE funds
- 7
- Investments held
- 90 of 90
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $162M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 7 of 8 distinct vehicles are sworn P•••••• Equity Funds
- Size band
- unsizeddefined by: no P•••••• Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 7 of 8 distinct vehicles are sworn P•••••• Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 21, 2011 to Mar 31, 2017
- RAUM
- $162Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $153Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $162Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 88%
- Fund type mix
- filed 2017-03-31, latest gav Private Equity Fund $153M, Venture Capital Fund $8.1M, latest counts Private Equity Fund 7, Venture Capital Fund 1, lifetime distinct Private Equity Fund 7, Venture Capital Fund 1
- Employees
- 19
- Headquarters
- Baltimore, MD
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
90 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 90
- period
- to unknown, from unknown, undated holdings 90, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 90
- companies
- 90
- geography
- count 1, share 0.011, value MA
- investments
- 90
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 51
- disclosed value usd
- n 0
- sector distribution
- count 16, share 0.178, value software, examples Picis, Inc., Redpoint Global Inc., Harver, CEIPAL, count 9, share 0.1, value education, examples New Horizons, American Public Education, Inc., National, The School Company, Inc., count 6, share 0.067, value healthcare services, examples Webmedx, Inc., BioMedical Enterprises, Inc., Essia Health, Inc., Vantage Oncology, LLC, count 5, share 0.056, value life sciences, examples AtriCure, Inc., Metabolon, Inc, Paragon Bioservices, Inc., Implantable Provider Group, Inc., count 4, share 0.044, value financial services, examples Planet Payment, Inc., CardSystems Solutions, Ingomoney, QC Holdings, Inc., count 3, share 0.033, value business services, examples Bluefin Payment Systems, LLC, Roshal Imaging Services, MedPlus, Inc., count 3, share 0.033, value tech enabled services, examples Superior Consultant Holdings Corporation, Santa Rosa Holdings, LLC, Prolexic Technologies, Inc., count 2, share 0.022, value industrial manufacturing, examples Winery Exchange, Inc., Medivance, Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 10, share 0.111, value software, examples Picis, Inc., Redpoint Global Inc., CEIPAL, ELLIS Education, Inc., count 9, share 0.1, value education, examples New Horizons, American Public Education, Inc., National, The School Company, Inc., count 6, share 0.067, value vertical software, examples Harver, Network for Good, Conquer, Volly, count 4, share 0.044, value financial services, examples Planet Payment, Inc., CardSystems Solutions, Ingomoney, QC Holdings, Inc., count 4, share 0.044, value outpatient specialty clinics, examples BioMedical Enterprises, Inc., Essia Health, Inc., Vantage Oncology, LLC, Centene Corporation, count 3, share 0.033, value medical devices, examples AtriCure, Inc., Implantable Provider Group, Inc., Lombard Medical, Inc., count 2, share 0.022, value business support services, examples Bluefin Payment Systems, LLC, MedPlus, Inc., count 2, share 0.022, value medical diagnostic labs, examples Webmedx, Inc., Masterplan, Inc.
90 companies on the graph (0 transactions); most in software (16); no dated observations
Funds
0 on record, 7 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C••••• P•••••• C•••••• I••• L•• | P•••••• Equity Fund | 2012 to 2017 | $42.4M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• I••••• L•• | P•••••• Equity Fund | 2012 to 2017 | $32.0M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• I•••• L•• | P•••••• Equity Fund | 2012 to 2017 | $25.9M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• I•• L•• | P•••••• Equity Fund | 2012 to 2017 | $20.5M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• I•• L•• | P•••••• Equity Fund | 2012 to 2017 | $16.0M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• I•••• L•• | P•••••• Equity Fund | 2012 to 2017 | $12.0M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••• P•••••• C•••••• C•••••••• F••••••• L•• | P•••••• Equity Fund | 2012 to 2017 | $4.6M filed Mar 31, 2017 | adviserinfo.sec.gov |
Team
3 current, 4 former
Partner (2)
- D•••• L••• W•••••• · Manager · since Feb 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• W• H••••• · Manager · since Feb 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J••••• T••• S•••••• · Chief Compliance Officer · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- R•••••• M• J••••••• · Retired · Dec 1, 2010 to Jul 30, 2013 Inference
- A••••• C•••••• · Manager · Oct 1, 2012 to Apr 28, 2016 Inference
- M••• A••••••• G••••• · Manager · Nov 1, 2007 to Apr 28, 2016 Inference
- R•••••• M•••••• B••••••• · Manager · Oct 1, 2002 to Jul 30, 2013 Inference
Portfolio
90 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Dec 21, 2011••• Locked
Across the graphs
C••••• P•••••• C•••••• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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