DFX Intelligence
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M••••• S•••••• S•••• B••••• P•••••• M••••••••• L••
Fund of fundsClassification probableunsizedSEC registered investment adviser· New York, NY
Fund of funds, running PRIVATE CREDIT, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $181M
- PE fund assets
- $190M
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $181M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 6 of 9 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- unsizeddefined by: no P•••••• Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 6 of 9 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jun 29, 2017
- RAUM
- $181Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $190Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $190Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2017-06-29, latest gav Private Equity Fund $190M, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 9
- Employees
- 2
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••• M•••••• F••• I• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $49.1M as of Jun 29, 2017 | no Form D | Mature | |
| T•• C••••••••• F••• I• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $43.5M as of Jun 29, 2017 | no Form D | Mature | |
| C••• M•••••• F••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $21.4M as of Jun 29, 2017 | no Form D | Mature | |
| C••• R••••••• F••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $21.0M as of Jun 29, 2017 | no Form D | Mature | |
| P•••••• S•••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $20.3M as of Jun 29, 2017 | no Form D | Mature | |
| N•• E•••••• G••••• P••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $17.9M as of Jun 29, 2017 | no Form D | Mature | |
| C••• P•••••• S•••••••• F••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $7.8M as of Jun 29, 2017 | no Form D | Mature | |
| T•• E••••••• M•••••••• F••• ADV: P•••••• Equity Fund | Credit fund | unknown | $4.7M as of Jun 29, 2017 | no Form D | Mature | |
| C••• H•••• M••• P••••••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $4.2M as of Jun 29, 2017 | no Form D | Mature |
Team
9 current, 10 former
Managing partner (1)
- B••••••• C•••• H••••• · Director, Chief Executive Officer And President · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (6)
- A••••• M•••••• D••••• · Director · since Jun 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••••• G• N••••••• · Director · since Dec 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• V• B•••• · Director · since Dec 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• B••• · Director · since Jun 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• I•• K••• · Director · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M•••••• S•••• · Director · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- N••••• L• P••••• · Chief Financial Officer · since Jun 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• G••••• H••••• · Chief Compliance Officer · since Mar 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
10 former (kept with end dates)
- C•••••• G• N••••••• · Director, President And Chief Executive Officer · Dec 1, 2011 to Oct 7, 2015 Inference
- J•••••• I•• H••• · Chief Executive Officer And President · Dec 1, 2011 to Sep 23, 2013 Inference
- A•••• F••••••• · Chief Financial Officer · Jul 1, 2015 to Jul 8, 2016 Inference
- C•••••••• M• A••••••• · Chief Financial Officer · Dec 1, 2011 to Oct 7, 2015 Inference
- C•••••• L•••• R••••••• · Director · Dec 1, 2011 to Apr 1, 2013 Inference
- J••• S•••••• · Director · Dec 1, 2011 to Apr 1, 2013 Inference
- J••• V•••••• L•••• · Director · Sep 1, 2013 to Jun 2, 2014 Inference
- M••••••• O••••••••• · Director · Dec 1, 2011 to Sep 3, 2013 Inference
- P•••••• M•••••• R••• · Director · Mar 1, 2013 to Mar 31, 2017 Inference
- W••••• J••• D•••• · Director · Dec 1, 2011 to Sep 23, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
M••••• S•••••• S•••• B••••• P•••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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