DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / P••••••• C•••••• I•••••••••
P••••••• C•••••• I•••••••••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 17 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-12-03
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 17 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Dec 3, 2024
- RAUM
- $602Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $8.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $125Mevery private fund type, latest filing
- 2024 PE fund GAV
- $8.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 12%
- Fund type mix
- filed 2024-12-03, latest gav Real Estate Fund $116M, Private Equity Fund $8.4M, latest counts Real Estate Fund 13, Private Equity Fund 1, lifetime distinct Real Estate Fund 15, Private Equity Fund 2
- Employees
- 3
- Business phone
- 512-337-5521
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•• P••••••• L••• F•••• L•• ADV: Real Estate Fund | Credit fund | 2019 first reported on Form ADV | $7.8M as of Dec 3, 2024 | no Form D | Harvest | |
| P••••••• C•••••• S•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $8.4M as of Dec 3, 2024 | no Form D | Mature | |
| P••••••• C•••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $891,779 as of Mar 15, 2018 | no Form D | Mature |
Team
4 current, 1 former
Partner (1)
- B•••• B•••• · Member · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- C•••••• O••• L•••••• · Trustee · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• N••••• P•••••••• · Trustee · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A••••••• L•••••• · Principal, Chief Operating Officer · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- S••••• C•••••• L•••••• · Principal/ Managing Principal · Mar 1, 1998 to Nov 1, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
13 relationships
Placement agents (13)
- B•••• I••••••• 3 shared · strong · last Jan 1, 2019
- S••••• J•• S•••••• 2 shared · recurring · last Jan 1, 2015
- M•••••• B••••• 2 shared · recurring · last Jan 1, 2024
- K••• P•••••••• 2 shared · recurring · last Jan 1, 2015
- C••••••• L••• 1 shared · one time · last Jan 1, 2012
- K••• L•••••• 1 shared · one time · last Jan 1, 2023
- M•••••• D••• 1 shared · one time · last Jan 1, 2012
- B•••• S•••••• 1 shared · one time · last Jan 1, 2015
- G••••• R•••• 1 shared · one time · last Jan 1, 2013
- S•••• S•••••• 1 shared · one time · last Jan 1, 2019
- A••••• C•••••• 1 shared · one time · last Jan 1, 2012
- A••• R••••••• 1 shared · one time · last Jan 1, 2019
- D•••• F•••• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 28, 2012P••••••• C•••••• I••••••••• first filed Form ADV in the extract (IA)
Across the graphs
P••••••• C•••••• I••••••••• is the same institution as 3 records in RIA and Wealth, Private Credit and Real Estate Funds.
RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…