DFX Intelligence
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M••••••••• C•••••• M••••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· M•••••••••, VTm•••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.8B
- PE fund assets
- $41.4M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $2.8B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 5 of 5 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-11-18
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 5 of 5 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Jul 6, 2026
- RAUM
- $2.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $41.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $515Mevery private fund type, latest filing
- 2024 PE fund GAV
- $41.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- filed 2024-11-18, latest gav Hedge Fund $336M, Other Private Fund $25.5M, Private Equity Fund $41.4M, Venture Capital Fund $99.6M, latest counts Hedge Fund 4, Other Private Fund 1, Private Equity Fund 3, Venture Capital Fund 7, lifetime distinct Hedge Fund 6, Other Private Fund 1, Private Equity Fund 3, Venture Capital Fund 7
- Employees
- 37
- Headquarters
- M•••••••••, VT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E•••••• P•••••• E••••• F••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $8.3M as of Nov 18, 2024 | no Form D | Active deployment | |
| E•••••• P•••••• E••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $31.8M as of Nov 18, 2024 | no Form D | Mature | |
| E•••••• V•••••• C•••••• F••• I• L• ADV: Venture Capital Fund | Fund of funds | unknown | $19.0M as of Nov 18, 2024 | no Form D | Harvest | |
| E•••••• V•••••• C•••••• F••• L• ADV: Venture Capital Fund | Fund of funds | unknown | $1.4M as of Nov 18, 2024 | no Form D | Harvest | |
| E•••••• P•••••• E••••• F••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $1.3M as of Nov 18, 2024 | no Form D | Mature |
Team
47 current, 5 former
Managing partner (2)
- E••••• W••••• C••••• · Chairman Board Of Managers, Member · since Mar 1, 1993 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• S••••• H••• · Chief Executive Officer, Member · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (13)
- A•••••••• M•••••• P••••••• · Member · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B••• E••••• · Managing Director, Investment Research, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••• K•••• · Managing Director Real Estate, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• J•••••• V•••• · Wealth Manager, Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• J•••••• V•••• · Senior Wealth Manager, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••• R••• · Managing Director, Head of Real Estate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F••• H•••••• · Senior Wealth Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• S••••• · Senior Wealth Manager, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• S••••• · Wealth Manager, Member · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• B•••••• H••••••• · Managing Director, Real Estate, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• B•••••• H••••••• · Managing Director, Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• G•••••••• · Managing Director, Real Estate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• W•••• R•••••• · Head of Wealth Management, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (3)
- B••••••••• J••• E••••• · Director Of Research, Member · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• W••••• · Director, Investment Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• K••••••• · Director of Impact Investing and Wealth Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- I••••• B•••••• · Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••••• M••••••• · Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (3)
- J•••••••• D•••••• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• M•••• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• F••••• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- S•••• S••••••• · Partner, Client Solutions and Origination · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (2)
- J••• F•••••••• S•••• · Board Of Managers · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• W•••• R•••••• · Wealth Manager, Board Of Managers, Member · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (17)
- A• P••••• · Head of Family Office CFO Services · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••• K••••• · Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• B••••• · Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• R•••••• · Director of Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• S• K••••••• · Head of Human Resources · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• M•••• · Family Office Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• S••••• · Family Office Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•• B••••• R••••••• K•••• · Chief Compliance Officer, Managing Director, Member · since Nov 1, 1998 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• H••• · Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••• S••••• · Director, Family Office CFO Client Experience · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• L•••••• · Family Office Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• K•••••• · Chief Technology Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• S•••••• · Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• W•••••• · M•••eting and Communications Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••• H••••••••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• N••••• S••••• · Chief Financial Officer, Member · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• N••••• S••••• · Chief Financial Officer, Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (4)
- A•• S••••••• · Family Office Staff Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• W••••••• · Senior Office Administrator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• L•••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• R••• · Family Office Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
5 former (kept with end dates)
- P•••• D••••• S•••• · Board Of Managers · Jan 1, 2011 to Mar 24, 2023 Inference
- M••••• C•••• S••••• · President, Member Of Board Of Managers · Sep 1, 2010 to Sep 3, 2013 Inference
- A•• E•••••••• G•••• · Member · Jan 1, 2012 to Mar 24, 2023 Inference
- A••••• R••• B•••••••• · Member · Jan 1, 2012 to Nov 18, 2024 Inference
- M•••••• W••••••••• · Wealth Manager, Member · Jan 1, 2017 to Mar 28, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 6, 2026••• Locked
- Mar 29, 2012••• Locked
Across the graphs
M••••••••• C•••••• M••••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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