DFX Intelligence
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L•••••• I••••••••• M•••••••••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Chicago, ILl••••••.com
Hybrid manager, based in Chicago, IL.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $11B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $11B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 0 of 27 distinct vehicles; hedge, securitized or liquidity vehicles 16
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 0 of 27 distinct vehicles; hedge, securitized or liquidity vehicles 16
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Mar 31, 2026
- RAUM
- $11Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-08-16, latest gav Hedge Fund $2.3B, Real Estate Fund $1.4B, latest counts Hedge Fund 9, Real Estate Fund 7, lifetime distinct Hedge Fund 16, Real Estate Fund 11
- Employees
- 270
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•••••• I•••••••• R••• E••••• C•••••• P••••••• I••• L••• ADV: R••• E••••• Fund | Real estate fund | 2019 first reported on Form ADV | $743,907 as of Aug 16, 2024 | no Form D | Mature |
Team
6 current, 10 former
Managing partner (1)
- M••• G••••• · Chief Executive Officer - Global · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- A•••••• M••• W••••• M••••• · Chief Operating Officer And Chief Financial Officer - Americas · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• D•••••• · General Counsel Americas · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• R••• · Global General Counsel · since Sep 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• D••• F•••••• · Chief Compliance Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- B••• G•••• · Head Of The Americas · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
10 former (kept with end dates)
- J•••• B•••• K••• · Chief Executive Officer - North America · Jul 1, 2013 to Mar 31, 2021 Inference
- J••• J••••••• · Chief Executive Officer - Global · Jan 1, 2007 to Mar 31, 2021 Inference
- K•••••• C• W•••••• · International Dir · Feb 1, 2004 to Sep 30, 2014 Inference
- K••••• H•••••••• · Co-Head Of The Americas · Mar 1, 2021 to Aug 16, 2024 Inference
- P•••• S••••• · Dir · Feb 1, 2004 to Sep 30, 2014 Inference
- E•••••••• S••••••• · Chief Operating Officer · Apr 1, 2013 to Mar 28, 2014 Inference
- J••••• J• R•••••••• · Chief Operating Officer And Chief Financial Officer - North America · Aug 1, 2015 to Mar 31, 2023 Inference
- M•••••• R••••••• · Chief Financial Officer - Global · Sep 1, 2003 to Mar 29, 2024 Inference
- R••••••• M••••••••• · Legal Counsel And Chief Compliance Officer · Jan 1, 2020 to Feb 24, 2022 Inference
- U•••• S•••••• · Counsel And Chief Compliance Officer · Jun 1, 2017 to Aug 13, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 27, 2012••• Locked
Across the graphs
L•••••• I••••••••• M••••••••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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