DFX Intelligence
Private Equity Intelligence
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Firms / C•••••••• P••••••• I• M••••••••• L••
C•••••••• P••••••• I• M••••••••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-08-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Feb 15, 2012 to Aug 29, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $29.7Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $29.7Mevery private fund type, latest filing
- 2024 PE fund GAV
- $29.7Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-08-29, latest gav Private Equity Fund $29.7M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 8
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- 1270 AVENUE OF THE AMERICAS, SUITE 300, New York, NY, 10020
- Business phone
- 212-332-5820
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C• I• O• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $69,713 as of Aug 29, 2024 | no Form D | Harvest | |
| C• I• B•• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $62,291 as of Aug 29, 2024 | no Form D | Harvest | |
| C• I• G• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $703 as of Mar 31, 2020 | no Form D | Wound down | |
| C• I• U• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $288 as of Mar 31, 2020 | no Form D | Wound down | |
| C• I• M• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $100 as of Mar 31, 2020 | no Form D | Wound down | |
| C• I• D•• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $23 as of Mar 22, 2023 | no Form D | Wound down | |
| C•••••••• P••••••• I• L•••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $29.5M as of Aug 29, 2024 | no Form D | Harvest | |
| C•••••••• P••••••• I• A•• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $116 as of Mar 31, 2020 | no Form D | Wound down |
Team
2 current, 2 former
Principal (2)
- A•• E••••• W•••••• · Managing Principal · since Feb 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• H•••• K•••• · Managing Principal · since Feb 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- D•••• J••••• B•••• · Cfo · Apr 1, 2011 to Oct 27, 2021 Inference
- P••• J••••• Z••• · Managing Principal · Feb 1, 2009 to Mar 27, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- L••••• F••••• • C•• L•• 2 shared · recurring · last Jan 1, 2014
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Apr 9, 2026C•••••••• P••••••• I• M••••••••• L••: Private Equity Funds on Form ADV 3 (2024 extract) -> 2 (roster 2026-09-01)
- Feb 15, 2012C•••••••• P••••••• I• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C•••••••• P••••••• I• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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