DFX Intelligence
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L••• F••• M••••••••• L••
Real estate private equityClassification probableLower middle marketSEC registered investment adviser· New York, NYl•••.org
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $615M
- PE fund assets
- $286M
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 1
- RAUM $615M
Classification
How this organization is classified, and on what basisReal estate private equity · 1 in historyShowHide
- Class
- Real estate private equityprobable, confidence 70%
- Basis
- R2: 2 of 3 private equity vehicles are named real estate
- Size band
- Lower middle marketdefined by: proxy: $0.29bn Private Equity Fund GAV on the Form ADV filed 2024-06-14
- Strategies
- REAL ESTATE PE
Classification history (1)
- Sep 13, 2026Real estate private equity (probable, 70%, cls-pe-1)R2: 2 of 3 private equity vehicles are named real estate
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 16, 2020 to Jul 21, 2026
- RAUM
- $615Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $286Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $561Mevery private fund type, latest filing
- 2024 PE fund GAV
- $286Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 27%
- Fund type mix
- filed 2024-06-14, latest gav Real Estate Fund $555M, Private Equity Fund $286M, latest counts Real Estate Fund 8, Private Equity Fund 3, lifetime distinct Real Estate Fund 8, Private Equity Fund 3
- Employees
- 10
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D••••• H•••••• O••••••••• I••••••••• F••• L•• ADV: Private Equity Fund | Real estate fund | 2023 first reported on Form ADV | $23.5M as of Jun 14, 2024 | no Form D | Early deployment | |
| C•••••••• H•••••• O••••••••• I••••••••• F••• I• L•• ADV: Private Equity Fund | Real estate fund | 2023 first reported on Form ADV | $12.0M as of Jun 14, 2024 | no Form D | Early deployment | |
| B•••• E••••••• D••••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $250M as of Jun 14, 2024 | no Form D | Unknown |
Team
39 current, 1 former
Managing partner (4)
- M•••••• T••••• P••• · Chief Executive Officer And President (L•••) And Chair Of The Board Of Managers · since Oct 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• T••••• P••• · President & CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• P••••• · President, Broadstreet Impact Services · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• L••• D••• · Interim Senior Vice President (L•••) And Interim President · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (19)
- B•••••• S•••• · Vice President, Sports & Youth D••••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• E••••• M•• · Executive Vice President (L•••) And Manager · since Dec 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••• D•••• B•••••• · Vice President (L•••) And Treasurer · since Aug 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• M• G•••••••• · Vice President, Community Research & Impact · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• H••••••• · Senior Vice President, D••••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• G•••••• · Program Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• H••••• · Program Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••••• C•••••• · Program Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• J•••••• · Senior Vice President, Policy · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• R•••••• · Senior Vice President, LISC · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• M••••• · Senior Advisor & Vice President, Safety & Justice · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• S••••••• · Vice President, National Underwriting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• L••••• · Senior Vice President & Chief Credit Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• H••• · Vice President, Small Business Lending · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• L••• D••• · Senior Vice President, LISC · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••••• R•••••• · Program Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• R•••• · Vice President, Internal Audit · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••••• R••• · Vice President, Grants and Contracts Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Y••••• N•••• · Vice President of Education and Innovative Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (15)
- B•••••• L••••• · Senior Vice President & Deputy CFO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• H••• · Senior Vice President & Deputy General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• L••• K••• T•••••• · Executive Vice President And Chief Financial Officer (L•••) And Manager · since Nov 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••• W••••••• · Senior Vice President & Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• D•••• B•••••• · Vice President, Finance & Capital Strategies · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• M•••••• · Senior Vice President, Marketing & Communications · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• M••• · Senior Vice President, Sustainability · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• R••••• L•••••• C••••• · General Counsel (L•••) And Vice Chair Of The Board Of Managers · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••• E••••••••• · Vice President, Strategy & Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• H••••••••• · Chief Information Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• M•••• · Senior Vice President & Deputy General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• E••••• P••••• · Associate General Counsel (L•••) And Secretary · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••••• T••• S••• · Associate General Counsel (L•••), Chief Compliance Officer, Assistant Secretary · since Aug 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••• E••• · Vice President, Compliance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Y••••• E••••••••• · Chief People Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- V•••••• W•••• · Head of National H•••••• Strategic I••••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- G••••• E••• A••••• · Managing Director (L•••) And President · Aug 1, 2020 to Jun 14, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- D•••• R•••• L••• D•• I••••• P••••••••• 1 shared · one time · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 21, 2026••• Locked
- Nov 16, 2020••• Locked
Across the graphs
L••• F••• M••••••••• L•• is the same institution as 3 records in RIA and Wealth, Private Credit and Real Estate Funds.
RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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