DFX Intelligence
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L•••• C•••••• M••••••••• L•••••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Red Bank, NJl•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $219M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $219M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 7 distinct vehicles; hedge, securitized or liquidity vehicles 5
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 7 distinct vehicles; hedge, securitized or liquidity vehicles 5
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Jun 25, 2020
- RAUM
- $219Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 29%
- Fund type mix
- filed 2020-06-25, latest gav , latest counts , lifetime distinct Hedge Fund 5, Private Equity Fund 2
- Employees
- 5
- Headquarters
- Red Bank, NJ
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•••• E••••• V••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $58.8M as of Mar 27, 2015 | no Form D | Wound down | |
| L•••• E••••• V••••••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $25,000 as of Aug 30, 2017 | no Form D | Mature |
Team
21 current, 4 former
Managing partner (6)
- A••••• F• C•••••• · EVP | President of New York · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••••• P•••••••• · SMD | President of Peapack Capital · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••••• L• K•••••• · President and Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• M• S•••• · Senior EVP | President of Commercial Banking · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• P• B•••••• · Senior EVP | President Wealth Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• E• F•••••••• · SMD | President of Commercial Real Estate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (1)
- M•••••• B•••• S•••••••• · Sr. Portfolio Manager · since Jun 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (3)
- K••• S••••••••• · SVP | Director of Personal Banking · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• S••••• · Principal · since Jun 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• J• V•••• · Principal · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (9)
- B•••• T••••• F•••• · Sr. Portfolio Manager - Cco · since Sep 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••••• F••••••••• · EVP | Chief Human Resources Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• P••••••••• · SVP | Managing Principal Brand and M•••eting Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• A• C•••••••• · Senior EVP | Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• R••••• · EVP | Chief Information Officer and Chief Digital Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• C•••••• · EVP | Chief Credit Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• Z•••••• · SVP | Chief Legal Officer and General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• E• H•••••••• · EVP | Chief Risk Officer and Head of Compliance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• A• P••••• · EVP | Chief Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- E••• H• W•••• · EVP | Head of Peapack Private Investment Banking · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• V••••••••• · EVP | Head of Commercial and Industrial Lending · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
4 former (kept with end dates)
- A••••• R••••••• L•• · Sr. Portfolio Manager · Dec 1, 2002 to Mar 26, 2018 Inference
- J•••• A•• G•••••• · Chief Compliance Officer · Jan 1, 2010 to Mar 26, 2019 Inference
- G••••• B••••••• L•••• · Principal · Feb 1, 1996 to Mar 22, 2016 Inference
- R•••••• J•••• L•••• · Principal · Feb 1, 1996 to Dec 14, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- C•••• I••••••••• A••••••• L•••••• 2 shared · recurring · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 29, 2012••• Locked
Across the graphs
L•••• C•••••• M••••••••• L••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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