DFX Intelligence
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S••••• L••• P•••••••• L••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Hillsborough, NCs•••••••••.com
Buyout firm, based in Hillsborough, NC.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $92.7M
- PE funds
- 1
- Investments held
- 0 of 1
- Deals, last 12 months
- 0
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.09bn Private Equity Fund GAV on the Form ADV filed 2024-03-25
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Feb 14, 2023 to Mar 20, 2026
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $92.7Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $58.4Mevery private fund type, latest filing
- 2024 PE fund GAV
- $92.7Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-25, latest gav Private Equity Fund $92.7M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- unknown
- Headquarters
- Hillsborough, NC
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- platform 1
- period
- to 2022-07-14, from 2022-07-14, undated holdings 0, dated observations 2
- window
- last 2022-07-14, first 2022-07-14
- control
- control 1
- companies
- 1
- geography
- count 1, share unknown, value AZ
- investments
- 1
- seller kinds
- transactions
- 1
- cadence by year
- 2022 platforms 1
- platform add on
- add ons 0, platforms 1, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share unknown, value industrial services, examples Alliance Plumbing Az, Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share unknown, value hvac plumbing mechanical, examples Alliance Plumbing Az, Inc.
1 companies on the graph (1 transactions); most in industrial services (1); 1 platforms and 0 add-ons; observed 2022 to 2022
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• T••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $68.4M as of Mar 25, 2024 | no Form D | Early deployment | |
| S•• A•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $24.3M as of Mar 25, 2024 | no Form D | Early deployment |
Team
4 current, 1 former
Partner (3)
- A••••• S•••••• F••••• · Member · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••••• L••••••• · Manager, Member · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• M•••••• F•••••• · Member · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
1 former (kept with end dates)
- R•••• L••• O••••• · Member · Jun 1, 2022 to Mar 25, 2024 Inference
Portfolio
1 relationships, 1 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| A••••••• P••••••• A•• I••• | Platform | unknown | Jul 14, 2022 transaction announcement | 4.2 years | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 14, 2022 | Platform acquisition | A••••••• P••••••• A•• I••• | Sponsor | capricecapital.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Co-investors (1)
- C•••••• C•••••• P••••••• 1 shared · one time · last Jul 14, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 20, 2026••• Locked
- Feb 14, 2023••• Locked
Across the graphs
S••••• L••• P•••••••• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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