DFX Intelligence
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A••••••• N•• L••
Private credit managerClassification probableunsizedSEC registered investment adviser· New York, NYa•••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $14B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 4
- RAUM $14B
Classification
How this organization is classified, and on what basisPrivate credit manager · 1 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 4 of 4 private equity vehicles are named credit
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 4 of 4 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 21, 2011 to Mar 31, 2026
- RAUM
- $14Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 7%
- Fund type mix
- filed 2024-11-18, latest gav Hedge Fund $832M, Other Private Fund $7.4B, Securitized Asset Fund $4.2B, latest counts Hedge Fund 4, Other Private Fund 14, Securitized Asset Fund 11, lifetime distinct Hedge Fund 8, Other Private Fund 18, Private Equity Fund 5, Securitized Asset Fund 37
- Employees
- 26
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• D••• S•• A•• L• ADV: P•••••• Equity Fund | Credit fund | 2021 first reported on Form ADV | $165,630 as of Jan 30, 2023 | no Form D | Wound down | |
| B•• M••••••••• M•••••••• I••• L••• ADV: P•••••• Equity Fund | Credit fund | unknown | $15.3M as of Jul 10, 2017 | no Form D | Wound down | |
| B•• M•••••••• P•••••••• L••• ADV: P•••••• Equity Fund | Credit fund | unknown | $11.6M as of Dec 13, 2019 | no Form D | Wound down | |
| A••••••• M•••••••• Q••• F••• L•••••• P••••••••• ADV: P•••••• Equity Fund | Credit fund | unknown | $3.2M as of Nov 8, 2021 | no Form D | Wound down |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S• A•• C•••••• L••• | P•••••• Equity Fund | 2021 to 2022 | $52.3M filed Dec 9, 2022 | adviserinfo.sec.gov |
Team
6 current, 33 former
Managing partner (2)
- D•••• J••••• M•••••• · Chief Operations Officer, Chief Executive Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• J•• B•••• · President · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- T••••• J•••• G•••• · Chief Investment Officer, Chairman · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- B•••• R•••• M••••••• · Chief Financial Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H•••• S••••• · Chief Accounting Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• G•••• · Chief Compliance Officer · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
33 former (kept with end dates)
- G•••••• A•••• B•••• · Board Member · Jan 1, 2016 to Oct 13, 2021 Inference
- H•••••• •••• S•••• · Board Member · Oct 1, 2020 to Dec 5, 2022 Inference
- J••• R••••••• M••••• · Board Member · Oct 1, 2021 to Dec 5, 2022 Inference
- J••••• P•••••• G•••••• · Board Member · Jul 1, 2016 to Mar 29, 2018 Inference
- K•••• L• C•••• · Board Member, Head Of Research · Jul 1, 2016 to Jan 22, 2019 Inference
- M••• D•••• S•••••• · Board Member · Sep 1, 2014 to Aug 11, 2016 Inference
- M••••••• E••• H••••• · Board Member · Jan 1, 2019 to Oct 6, 2020 Inference
- S•••••• S•••• · Board Member · Mar 1, 2018 to Jul 16, 2019 Inference
- S••••• A•••• S••••• · Board Member, Head Of Us Direct Lending, Executive Committee · Jan 1, 2019 to Oct 13, 2021 Inference
- S•••• M••• P•••• · Head Of Business Development (Emea And Asia), Executive Committee · Dec 1, 2019 to Oct 13, 2021 Inference
- D••••• S••••• F••••• · Board Member, President And Chief Operating Officer · Jul 1, 2009 to Mar 8, 2021 Inference
- D•••• F••••••••• · Chief Executive Officer · Aug 1, 2016 to Dec 18, 2020 Inference
- D•••• F••••••••• · Board Chairman · Jul 1, 2009 to Feb 12, 2016 Inference
- J••• F•••••• Y••• · Board Member, President, Global Head Of Business Development, And Head Of The Americas · Dec 1, 2014 to Jan 22, 2019 Inference
- J••••••• M••• D••••••• · Board Member, Chief Executive Officer, Executive Committee · Dec 1, 2020 to Dec 5, 2022 Inference
- C•••• B•••• · Executive Committee · Oct 1, 2021 to Dec 5, 2022 Inference
- C••••••••• H•••• M••••••• · Head Of Us Distribution, Executive Committee · Oct 1, 2020 to Dec 5, 2022 Inference
- G•••• H••• · Executive Committee · Oct 1, 2021 to Dec 5, 2022 Inference
- P•••• M•••••• G••••• · Head Of European Direct Lending, Executive Committee · Dec 1, 2019 to Oct 13, 2021 Inference
- R••• D•••• · Executive Committee · Jul 1, 2021 to Dec 5, 2022 Inference
- S••••• M••••• · Executive Committee · Oct 1, 2021 to Dec 5, 2022 Inference
- C•••• E••••••• B••••• · Acting Co-Chief Investment Officer · Jan 1, 2021 to Oct 13, 2021 Inference
- G••••• R•••••• · Co-Chief Investment Officer - Liquid Credit, Executive Committee · Dec 1, 2019 to Mar 31, 2022 Inference
- J••••• R• C••••••• · Chief Investment Officer - Liquid Credit, Executive Committee · Mar 1, 2022 to Dec 5, 2022 Inference
- L••••• T•••••• H••• · Board Member, Co-Chief Investment Officer, Head Of Us Loans And Bonds · Jan 1, 2018 to Mar 8, 2021 Inference
- P••• M•••••• H••••••• · Co-Chief Investment Officer · Sep 1, 2008 to Jul 2, 2018 Inference
- V•••• N•• R•••••• · Board Member, Chief Investment Officer · Nov 1, 2017 to Dec 13, 2019 Inference
- A•••••••• H••• M••••••• · Chief Compliance Officer · Nov 1, 2022 to May 6, 2024 Inference
- H•••• L••• T••• · Chief Administrative Officer · Feb 1, 2014 to Aug 27, 2015 Inference
- J•••• R••••• A•••• · Chief Compliance Officer, Executive Committee · Aug 1, 2022 to Dec 5, 2022 Inference
- S••••• M••••••• L••••••• · Chief Compliance Officer · Oct 1, 2011 to Aug 10, 2022 Inference
- V•••• P•••• · Head Of Finance, Executive Committee · Feb 1, 2020 to Dec 5, 2022 Inference
- J••• M• N••••• · Non-Executive Director · Oct 1, 2021 to Dec 5, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- B•• M••••• A•••• M••••••••• I••••••••• L•••••• 1 shared · one time · last Jan 1, 2012
- M••• S••••••••• C••••••••• 1 shared · one time · last Jan 1, 2012
- T•• B••• o• N•• Y••• M••••• • W••••• M••••••••• D••••••• 1 shared · one time · last Jan 1, 2012
- B•• M••••• A•••• M••••••••• C••••• L•••••• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 21, 2011••• Locked
Across the graphs
A••••••• N•• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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