DFX Intelligence
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F••• A••••• M••••••• •••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYr•••••••••.com
Buyout firm, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $994M
- PE fund assets
- $315M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 10
- RAUM $994M
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.32bn Private Equity Fund GAV on the Form ADV filed 2026-03-30
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%, cls-pe-2)R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 5 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 12, 2017 to Mar 30, 2026
- RAUM
- $994Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $315Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $315Mevery private fund type, latest filing
- 2024 PE fund GAV
- $994Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2026-03-30, latest gav Private Equity Fund $315M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 5
- Employees
- 28
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••• A••••• C••••••••• P••••••• S••• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $114M as of Mar 30, 2026 | no Form D | Unknown | |
| F••• C••••••••• P••••••• I• L• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $104M as of Mar 30, 2022 | no Form D | Wound down | |
| F••• A••••• C•••••• P••••••• ••••• R••• ADV: Private Equity Fund | Buyout fund | 2018 first reported on Form ADV | $454M as of Mar 31, 2026 | no Form D | Unknown | |
| F••• A••••• C•••••• P••••••• •••• R••• ADV: Private Equity Fund | Buyout fund | 2018 first reported on Form ADV | $225M as of Mar 31, 2026 | no Form D | Unknown | |
| F••• A••••• C•••••• P•••••••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $201M as of Mar 30, 2026 | no Form D | Unknown |
Team
6 current, 6 former
Partner (5)
- A•• J•••• B••••••••• · Executive Officer · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• A•••• K••• · Executive Officer · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• M••••• C•••••• · Executive Officer · since Aug 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• S• P••••• · Executive Officer · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- X••••• M•••••••• · Executive Officer · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- K•••• M• H•••• · Chief Compliance Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- A••• D•••• L••••••• · Executive Officer · Apr 1, 2017 to Mar 29, 2021 Inference
- M••• O•••••• L•••••• · Executive Officer · Apr 1, 2017 to Mar 28, 2024 Inference
- V••••• D•••••• · Executive Officer · Apr 1, 2017 to Mar 29, 2023 Inference
- J••• M••••• C•••••• · Chief Compliance Officer · Aug 1, 2023 to Jan 31, 2024 Inference
- M•••••• J•••• G••••••• · Chief Compliance Officer · Jun 1, 2018 to Aug 3, 2023 Inference
- W•••••• J• D••••• · Chief Compliance Officer · Apr 1, 2017 to Jun 15, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
10 relationships
Placement agents (10)
- R••••••••• • C• B••• A• 1 shared · one time · last Jan 1, 2021
- S••••• • C• 1 shared · one time · last Jan 1, 2018
- F••• A••••• M••••••• L•• 1 shared · one time · last Jan 1, 2021
- S•••••• C•••••• I• L•• 1 shared · one time · last Jan 1, 2018
- R••••••••• • C• A•••• M••••••••• E••••• 1 shared · one time · last Jan 1, 2021
- S•• P••••••• L•••••• 1 shared · one time · last Jan 1, 2018
- B••••••••• 1 shared · one time · last Jan 1, 2018
- R••••••••• • C• W••••• M••••••••• B•••••• 1 shared · one time · last Jan 1, 2021
- S•••• F••• A••••••• 1 shared · one time · last Jan 1, 2018
- R••••••••• M••••• M••••• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 12, 2017••• Locked
Across the graphs
F••• A••••• M••••••• •••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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