DFX Intelligence
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H••••••• C•••••• M••••••••• L•••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Dallas, TXh•••••••••.com
Hybrid manager, based in Dallas, TX.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $127M
- PE fund assets
- $147M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $127M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 3 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 14
- Size band
- Lower middle marketdefined by: proxy: $0.15bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: P•••••• Equity Funds are 3 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 14
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 29, 2024
- RAUM
- $127Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $147Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $196Mevery private fund type, latest filing
- 2024 PE fund GAV
- $147Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2024-03-29, latest gav Hedge Fund $48.9M, Private Equity Fund $147M, latest counts Hedge Fund 1, Private Equity Fund 3, lifetime distinct Hedge Fund 11, Other Private Fund 1, Private Equity Fund 3, Securitized Asset Fund 3
- Employees
- 12
- Headquarters
- Dallas, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• H••••••••• P•••••• E••••• F••• ADV: P•••••• Equity Fund | Buyout fund | 2018 first reported on Form ADV | $95.0M as of Mar 29, 2024 | no Form D | Mature | |
| H••••••• R••••••••• C•••••• P••••••• M•••••• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $28.5M as of Mar 29, 2024 | no Form D | Mature | |
| H••••••• R••••••••• C•••••• P•••••••• L••• ADV: P•••••• Equity Fund | Buyout fund | unknown | $23.3M as of Mar 29, 2024 | no Form D | Mature |
Team
3 current, 19 former
Managing partner (1)
- J•••• P•••••• S•••• · Chief Executive Officer And Chief Restructuring Officer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- D•••• K•••• K••• · Chief Financial Officer And Chief Operating Officer · since Feb 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• J••••• S•••••• · Chief Compliance Officer And General Counsel · since Oct 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
19 former (kept with end dates)
- G•••• J•••• S•••• · Trustee · Aug 1, 2015 to Oct 19, 2015 Inference
- J••• W•••••• H•••• · Trustee · Dec 1, 2015 to Aug 24, 2021 Inference
- L••••••• N••••• T••••••• · Trustee · Jun 1, 2000 to Aug 24, 2021 Inference
- N•••• M•••• D•••••• · Trustee · Oct 1, 2015 to Aug 24, 2021 Inference
- A••• K•••• W•••• · Limited Partner · Feb 1, 2009 to Jun 14, 2012 Inference
- G•••••• J••• S•••••••• · Limited Partner · Feb 1, 2009 to Apr 1, 2013 Inference
- J•••• D•••••• · Shareholder · Jul 1, 1997 to Aug 24, 2021 Inference
- J••• W•••••• H•••• · Limited Partner · Feb 1, 2007 to Apr 1, 2013 Inference
- M••• K•••••• O•••• · Limited Partner · Apr 1, 1993 to Aug 24, 2021 Inference
- P•••••• H•••••• D•••••••• · Limited Partner · Feb 1, 2004 to Jun 14, 2012 Inference
- R•••••• J••••• D•••••••• · Head Of Retail Products, Limited Partner · Feb 1, 2004 to Jun 14, 2012 Inference
- W•••••• L••• B•••••• · Limited Partner · Jul 1, 2010 to Aug 27, 2015 Inference
- F•••• G••••• W••••••••• · Treasurer · Feb 1, 2012 to Mar 30, 2021 Inference
- J••••• N••• T•••• · Assistant Secretary · Jul 1, 2011 to Jun 28, 2016 Inference
- L•• B•••••••• P••••• · Assistant Secretary · Aug 1, 2015 to Mar 30, 2020 Inference
- P•••••• G•••• B•••• · Chief Operating Officer, Head Of P•••••• Equity, Limited Partner · Jun 1, 2008 to Aug 14, 2014 Inference
- S•••• B•••• E•••••••• · Chief Legal Officer, General Counsel And Secretary · Feb 1, 2011 to Mar 30, 2021 Inference
- J••• S•••••• D•••• · Director · Jan 1, 2020 to Aug 24, 2021 Inference
- R•••••• F••••• N•••• · Director · Jan 1, 2020 to Aug 24, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- H••••••• C•••••• F•••• D••••••••• I••• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 29, 2012••• Locked
Across the graphs
H••••••• C•••••• M••••••••• L••• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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