DFX Intelligence
Private Equity Intelligence
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Firms / B•••••• C•••••• M••••••••• L•
B•••••• C•••••• M••••••••• L•
Hybrid manager · probableLower middle marketNew York, NYb•••••••••.comSEC registered investment adviser
B•••••• implements a bottom-up, fundamental credit process focused across the capital structures of U.S. and international leveraged companies. The firm’s investment products seek long-term asset growth through all market environments with a strong focus on capital preservation.
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 7 of 126 distinct vehicles; hedge, securitized or liquidity vehicles 119
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-08-29
- Strategies
- SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 7 of 126 distinct vehicles; hedge, securitized or liquidity vehicles 119
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Aug 29, 2024
- RAUM
- $28Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $157,034reported gross assets (Form ADV), not fund size
- All private fund GAV
- $21Bevery private fund type, latest filing
- 2024 PE fund GAV
- $241Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 6%
- Fund type mix
- filed 2024-08-29, latest gav Hedge Fund $12B, Private Equity Fund $157,034, Securitized Asset Fund $9.7B, latest counts Hedge Fund 28, Private Equity Fund 2, Securitized Asset Fund 47, lifetime distinct Hedge Fund 53, Private Equity Fund 7, Securitized Asset Fund 66
- Employees
- 119
- Headquarters
- New York, NY
- Office address
- 399 PARK AVENUE, 16TH FLOOR, New York, NY, 10022-4415
- Business phone
- 212-745-9700
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- North America, Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- The Senior Structured Credit mandates primarily invest in investment grade structured product tranches across ABS, CLOs, CMBS, and RMBS, and actively rotate across the senior part of the capital structure.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
10 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••••• D••••••••• F••• I• L• ADV: Private Equity Fund | Special situations fund | 2022 first reported on Form ADV | $183M as of Feb 29, 2024 | no Form D | Wound down | |
| B•••••• D••••••••• O••••••• F••• I•• L• ADV: Private Equity Fund | Special situations fund | 2022 first reported on Form ADV | $57.7M as of Feb 29, 2024 | no Form D | Wound down | |
| B•••••• S••• S•••••• I• L•• | buyout or unlabelled | 2021 Form D first sale | unknown | no reporting | $12.5M | Fundraising |
| B•••••• E••••• O••••••••• O••••••• F••• I• L• ADV: Private Equity Fund | Feeder or parallel | 2017 first reported on Form ADV | $7.9M as of Jan 5, 2023 | no Form D | Wound down | |
| B•••••• E••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $76,836 as of Aug 29, 2024 | no Form D | Harvest | |
| B•••••• E••••• O••••••••• O••••••• F••• L• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $5.2M as of Jan 5, 2023 | no Form D | Wound down | |
| B•••••• E••••• O••••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $80,198 as of Aug 29, 2024 | no Form D | Harvest | |
| B•••••• E• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $11.8M as of Nov 5, 2019 | no Form D | Wound down | |
| B•••••• D••••••••• O••••••• F••• I•• L• | Special situations fund | unknown | unknown | no reporting | $0 | Fundraising |
| B•••••• D••••••••• F••• I•• L• | Special situations fund | unknown | unknown | no reporting | $0 | Fundraising |
Team
35 current, 16 former
Managing partner (2)
- D••••• E•••• M••••• · Managing Partner / Chief Investment Officer / Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• E•••• M••••• · Managing Member · since Jul 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (7)
- A••••• L••••••• P•••••••• · Global Clo Portfolio Manager · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••••• C•••••• P••••• · Co-Chief Investment Officer, Portfolio Manager Of High Yield, Bank Loans, And Opportunistic Credit · since Mar 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• T•••••• · Portfolio Manager · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• L••••••• K••••••• · Portfolio Manager-Cmbs And Real Estate O••••••••• · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• D•••••• · Partner / Co-Head of Trading · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• A•••• B••••• · Portfolio Manager, Head Of S••••••••• C••••• · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••••••• C••••• · Partner / Co-Chief Investment Officer / Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- H••••• R••••• L•••••••• · Director Of Risk · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Analyst (6)
- A••••••••• •••• C•••••••• · Research Analyst · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• C•••••• B••••• · Senior Analyst · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• •••• B••••••• · Senior Analyst · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•• A•••••• L••••• · Senior Analyst · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• G••••• R••• · Senior Analyst · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• •••• S••••• · Senior Analyst/Portfolio Manager - Tech And Innovation Capital · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Capital markets (1)
- J••••• R••• P••••• · Head Of Clo Capital Markets · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- R•••••• •••• D•••••• · Trustee · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (11)
- A•••• M•••••• D•••••• · General Counsel/Chief Operating Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• W•••••• H•••••• · Chief Technology & Information Officer · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• •••• C••••• · Senior Director/Senior Counsel - Restructuring And Private Credit · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• H••••• A•••••• · Chief Compliance Officer/Counsel · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••••• R••••• W•••••••• · Partner, Marketing · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• S•••• · Managing Director / Chief Technology Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• D••••• T•••••• · Director Of Marketing · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•• A•••••• S••••• · Senior Analyst/Portfolio Manager - Fig And Specialty Finance · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• V•••••• C•••••••• · Chief Financial Officer · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• V•••••• C•••••••• · Partner / Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• •••• L••• · Senior Vice President, Finance/Chief Administrative Officer · since Aug 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (6)
- G•••••• A••••• S••••• · Head Of Portfolio Strategy · since Jun 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• Y• L•• · Head Of Private Credit · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• H••••••• P••••• · Head Of Spacs And Special Situations · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••••• W••••• · Co-Head Of Trading · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• J••••• G••••• · Head Of Corporate Credit Research · since Jun 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• M•••••• O••••• · Head Of European Investments · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
16 former (kept with end dates)
- J•••• J••••• B••••••• · Senior Analyst · Aug 1, 2008 to Mar 20, 2014 Inference
- N••• P•••••• G•••••• · Senior Analyst · Jan 1, 2007 to Mar 28, 2013 Inference
- S•••• M•••••• B•••• · Senior Analyst · Mar 1, 2008 to Mar 28, 2019 Inference
- E•••••••• A•• K••• · Director, Investor Relations · Jan 1, 2020 to May 21, 2021 Inference
- K••• F••••••• D••••• · Chief Executive Officer · Sep 1, 2020 to May 21, 2021 Inference
- P•••••• W•••••• K•••• · Chief Executive Officer/President · Jan 1, 2007 to Mar 28, 2018 Inference
- A••••• S••••• N••••• L••• · Head Of Financials · May 1, 2009 to Mar 28, 2018 Inference
- M•••••• G••••••• H••••••• · Head Of European Trading And Research · Jan 1, 2016 to Mar 30, 2017 Inference
- B••••••• J•••• R•••••• · Portfolio Manager · Jan 1, 2007 to Jul 22, 2014 Inference
- D•••• M•••• P•••••••• R••• · Portfolio Manager, Co-Head Of S••••••••• C••••• · Jan 1, 2014 to Mar 26, 2024 Inference
- E••••• T••••• F••••••• · Senior Relationship Manager · Jun 1, 2008 to Mar 28, 2019 Inference
- I••• •••• K••••••••• · Portfolio Manager Of Distressed/Head Of Distressed Research · Sep 1, 2009 to Mar 30, 2022 Inference
- J•••• B•••• W••••• · Clo Portfolio Manager · Jan 1, 2020 to Mar 30, 2022 Inference
- J••• C••••• H•••• · Head Of Special Situations/Portfolio Manager Of E••••• · Jan 1, 2007 to Mar 27, 2020 Inference
- S••••• P•••••• V•••••• · Chief Operating Officer/Chief Legal Officer · Jan 1, 2009 to Mar 30, 2022 Inference
- R••••• J••••• B•••• · Director Of Institutional Sales · Jan 1, 2014 to Sep 28, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
7 most recent
- Jul 22, 2026B•••••• C•••••• M••••••••• L•: Private Equity Funds on Form ADV 2 (2024 extract) -> 1 (roster 2026-09-01)
- May 20, 2026Press Releases B•••••• Provides Financing to Support Insight Equity’s A••••••••• of IKI Manufacturing, Co B•••••• Provides Financing to Support Insight Equity’s A••••••••• of IKI Manufacturing, Co. May 20, 2026
- Apr 13, 2026Press Releases B•••••• Closes $52MM Senior Secured Term Loan to Cedar Electronics B•••••• Closes $52MM Senior Secured Term Loan to Cedar Electronics Apr 13, 2026
- Feb 12, 2026Press Releases B•••••• C•••••• M••••••••• Closes $1 Billion Inaugural Private Credit Fund Oversubscribed Fund will focus on first lien direct loans to lower-to-middle market and non-sponsor borrowers Feb 12, 2026
- Dec 16, 2025Press Releases B•••••• Closes $95MM Senior Secured Term Loan to BBQGuys B•••••• Closes $95MM Senior Secured Term Loan to BBQGuys Dec 16, 2025
- Sep 26, 2025Press Releases B•••••• Private Credit Provides Financing to Marolina Outdoor B•••••• Closes $27.5MM Senior Secured Term Loan to Marolina Outdoor, Inc. Sep 26, 2025
- Mar 29, 2012B•••••• C•••••• M••••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
B•••••• C•••••• M••••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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