DFX Intelligence
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R•••••• I•••••••••
Fund of fundsClassification probableMiddle marketSEC registered investment adviser· Seattle, WAr••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $35B
- PE fund assets
- $1.3B
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors infrastructure
- Graphs 5
- RAUM $35B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 10 of 10 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $1.34bn Private Equity Fund GAV on the Form ADV filed 2024-10-03
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 10 of 10 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Mar 31, 2026
- RAUM
- $35Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $1.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $19Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.3Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- filed 2024-10-03, latest gav Hedge Fund $12B, Other Private Fund $3.7B, Private Equity Fund $1.3B, latest counts Hedge Fund 25, Other Private Fund 10, Private Equity Fund 8, lifetime distinct Hedge Fund 32, Other Private Fund 10, Private Equity Fund 9
- Employees
- 656
- Headquarters
- Seattle, WA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- infrastructure
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
10 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• P•••••• M•••••• F••• 2••• S••• ADV: P•••••• Equity Fund | Fund of funds | 2023 year in the fund name | $98.3M as of Oct 3, 2024 | no Form D | Unknown | |
| P•••••• M•••••• F••• 2••• ADV: P•••••• Equity Fund | Fund of funds | 2021 year in the fund name | $261M as of Oct 3, 2024 | no Form D | Early deployment | |
| P•••••• M•••••• F••• 2••• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 year in the fund name | $226M as of Oct 3, 2024 | no Form D | Active deployment | |
| R•••••• I••••••••• F•••• L•• • R•••••• M••••••••• C••• P••• F••• ADV: Hedge Fund | buyout or unlabelled | 2013 first reported on Form ADV | $2.8B as of Oct 3, 2024 | no Form D | Harvest | |
| J•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $702M as of Oct 3, 2024 | no Form D | Unknown | |
| F•••• R•••••• C•••••• • O•••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $48.3M as of Oct 3, 2024 | no Form D | Unknown | |
| F•••• R•••••• C•••••• • O••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.6M as of Oct 3, 2024 | no Form D | Harvest | |
| F•••• R•••••• G••••• P•••••• E••••• F••• o• F••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $31,152 as of Oct 3, 2024 | no Form D | Harvest | |
| F•••• R•••••• E••••••• P•••••• E••••• F••• o• F••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $28,989 as of Oct 3, 2024 | no Form D | Harvest | |
| R•••••• T••••••••• F•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $28,000 as of Jun 25, 2012 | no Form D | Unknown |
Gross assets by year from the annual reporting tapeAbout the reporting tapeThese funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| R•••••• I••••••••• G••••• U••••••• I••••••••• F••• S•••••• S••••••••• | P•••••• Equity Fund | 2026 to 2026 | $164M filed Mar 31, 2026 | reports.adviserinfo.sec.gov |
Team
7 current, 21 former
Managing partner (1)
- H••••••• V••••• L••••••• · Director; President · since Nov 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- K•••••••• A••• E•••••••• · Director · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• A•• S•••••••• · Director · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- A•• E• C••••• · Chief Compliance Officer · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H••••• B•••• S•••••• · Chief Legal Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• M•••••••• · Chief Risk Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• S•••••• B•••• · Chief Financial Officer · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
21 former (kept with end dates)
- B•••• C• G•••• · President And Chief Executive Officer · Mar 1, 2011 to Mar 30, 2017 Inference
- J••••••• J•••• M••••• · Chief Financial Officer · Dec 1, 2018 to May 15, 2020 Inference
- J••• P•••••• M••••••• · Chief Risk Officer · Mar 1, 2022 to Jun 30, 2023 Inference
- K•••••• W•••• W•••••• · Secretary And Chief Legal Officer · Jun 1, 2009 to Mar 29, 2019 Inference
- K•••••• L••••• G•••••••• · Chief Compliance Officer · Jul 1, 2011 to Dec 23, 2020 Inference
- L••• I•••••••• · Us Advisor Chief Compliance Officer · Dec 1, 2020 to Aug 12, 2021 Inference
- M•••••• C•••••• M••• · Chief Financial Officer · Jul 1, 2010 to Nov 6, 2018 Inference
- M•••••• C• R•••••••• · Chief Compliance Officer · Oct 1, 2023 to Nov 30, 2023 Inference
- R•••••• S•••• H•••••• · Us Advisor Chief Compliance Officer · Nov 1, 2023 to Mar 29, 2024 Inference
- S•••••• H••••• B•••••• · Chief Financial Officer · Dec 1, 2019 to Jul 30, 2024 Inference
- S•••••••• M••••• · Chief Compliance Officer · Aug 1, 2021 to Oct 27, 2023 Inference
- V••••• R•••••• B•••••• · Chief Financial Officer · Jul 1, 2024 to Oct 3, 2024 Inference
- B•••• J•• W•••• · Director · Mar 1, 2017 to Mar 31, 2022 Inference
- C•••••• T••••• · Director · Mar 1, 2014 to Dec 23, 2020 Inference
- D•••• W••••••• · Director · Nov 1, 2010 to Jan 10, 2014 Inference
- G•••••• P••• G•••••• · Director · Mar 1, 2016 to Mar 30, 2017 Inference
- J•••• T••• Y•••• · Director · Mar 1, 2016 to Mar 30, 2017 Inference
- J•••••• E••••• G••••• · Director · May 1, 2008 to Jun 25, 2012 Inference
- J•••••• T••• H••••• · Director · Mar 1, 2016 to Nov 6, 2018 Inference
- P•••• J• G•••••• · Director · Oct 1, 2018 to Jun 1, 2021 Inference
- R••• C•••• · Director · May 1, 2012 to Oct 14, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026••• Locked
- Mar 28, 2012••• Locked
Across the graphs
R•••••• I••••••••• is the same institution as 5 records in Independent Sponsors, RIA and Wealth, Allocators, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Allocators1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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