DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B•••• R•••• A•••• M••••••••• L••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $5.8M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Global
- Graphs 2
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 11 Private Equity Fund(s) among 26 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 11 Private Equity Fund(s) among 26 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Jul 19, 2017
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $5.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $5.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 42%
- Fund type mix
- filed 2017-07-19, latest gav Private Equity Fund $5.8M, latest counts Private Equity Fund 2, lifetime distinct Hedge Fund 15, Private Equity Fund 11
- Employees
- unknown
- Headquarters
- Hopkins, MN
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record, 8 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••• R•••• C•••••• P••••••• F••• ••••••••• a• L• ADV: Private Equity Fund | Buyout fund | unknown | $108M as of Aug 10, 2012 | no reporting | no Form D | Wound down |
| B•••• R•••• C•••••••• I••••••••• P••••••• F••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $5.8M as of Jul 19, 2017 | no Form D | Mature | |
| B•••• R•••• C•••••• P••••••• F••• •••• L• ADV: Private Equity Fund | Buyout fund | unknown | $16,112 as of Jul 19, 2017 | no Form D | Mature |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| B•••• R•••• A••••••••• F••• 2• L• | Private Equity Fund | 2013 to 2015 | $2.5B filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• F••• F••• 2• L• | Private Equity Fund | 2014 to 2015 | $682M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• C•••••• P••••••• F••• ••••• L• | Private Equity Fund | 2012 to 2015 | $582M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• C•••••• P••••••• F••• ••••••••• B• L• | Private Equity Fund | 2012 to 2015 | $244M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• C•••••• P••••••• F••• •••••• a•• M••••• B• L• | Private Equity Fund | 2013 to 2015 | $155M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• A••••••••• F••• 2•• L• | Private Equity Fund | 2015 to 2015 | $134M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• C•• •••• A••••••• C••••••••• L• | Private Equity Fund | 2013 to 2015 | $90.6M filed Oct 2, 2015 | adviserinfo.sec.gov | |
| B•••• R•••• C•••••• P••••••• F••• •••••• a•• M•••••• L• | Private Equity Fund | 2012 to 2015 | $14.7M filed Oct 2, 2015 | adviserinfo.sec.gov |
Team
3 current, 16 former
Managing partner (1)
- J•••• D••••• O•••• · Interim President · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- H••••• E•••••• F•••••••• · Director · since Jul 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- D•••• A•••••••• R•••••••• · Chief Compliance Officer · since May 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
16 former (kept with end dates)
- P•••••• M•••••• C••••• · Interim President · Oct 1, 2015 to Feb 12, 2016 Inference
- M••• G•••• R••••••••• · Chief Legal Officer · Oct 1, 2010 to Oct 2, 2015 Inference
- R••••• G•••••• · Chief Operating Officer · Oct 1, 2010 to Feb 12, 2016 Inference
- R•••• P•••• P•••••••• · Chief Compliance Officer · Jan 1, 2016 to May 26, 2016 Inference
- T••••• C• W••••• · Chief Compliance Officer · Dec 1, 2008 to Jan 20, 2016 Inference
- D•••• E••••• D•••• · Director · Nov 1, 2012 to Oct 2, 2015 Inference
- D•••• P•••••• C••••••• · Director · Mar 1, 2009 to Aug 29, 2016 Inference
- D•••• W••• M•••••••• · Director · Jul 1, 2009 to May 2, 2013 Inference
- E•••• K••••• · Director · Jul 1, 2008 to Oct 2, 2015 Inference
- E••• L••••• · Principal · Aug 1, 2003 to Aug 30, 2012 Inference
- G••• W•••••• J•••••• · Managing Principal, Director · Aug 1, 2003 to Oct 2, 2015 Inference
- G•••••••• S•••••• · Principal · Aug 1, 2003 to Feb 12, 2016 Inference
- J•••••• S••••• D••••• · Principal · Oct 1, 2004 to Feb 12, 2016 Inference
- J••••• L••••••• · Principal · Aug 1, 2003 to Oct 2, 2015 Inference
- L•••• S•••• C••••• · Director · Apr 1, 2003 to May 2, 2013 Inference
- P••• D••••• C••••• · Director · Jul 1, 2008 to Jan 20, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
B•••• R•••• A•••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…