DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S•••• I••••••••• H•••••••• L••
S•••• I••••••••• H•••••••• L••
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 30 of 30 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.71bn Private Equity Fund GAV on the Form ADV filed 2022-03-31
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 30 of 30 distinct vehicles are sworn P•••••• Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 31, 2022
- RAUM
- $715Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $715Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $715Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2022-03-31, latest gav Private Equity Fund $715M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 30
- Employees
- 4
- Headquarters
- New York, NY
- Office address
- 399 PARK AVENUE, 17TH FLOOR, New York, NY, 10022-4681
- Business phone
- 646-227-6677
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
13 on record, 13 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• G•• H•••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $715M as of Mar 31, 2022 | no Form D | Active deployment | |
| S•• C•• H•••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $193M as of Oct 27, 2021 | no Form D | Wound down | |
| S•• C•••••• P••••••• ••••••••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2019 first reported on Form ADV | $55.8M as of Oct 27, 2021 | no Form D | Wound down | |
| S•• C•• A••••••••• P•••••••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $755M as of Oct 27, 2021 | no Form D | Wound down | |
| S•• I••••••••• P•••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $2.8M as of Mar 30, 2020 | no Form D | Wound down | |
| S•• S•••••••• A••••• A•• ••••• L•• ADV: P•••••• Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $2.0M as of Mar 30, 2020 | no Form D | Wound down | |
| S•• C•••••• P••••••• I• ••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $0 as of May 22, 2018 | no Form D | Wound down | |
| S•• M•• R••••••• C•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $195M as of Oct 27, 2021 | no Form D | Wound down | |
| S•• A••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $990,000 as of Mar 13, 2018 | no Form D | Wound down | |
| S•• B••••••• B•• • A• F•••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $120M as of Nov 11, 2015 | no Form D | Wound down | |
| M•• A••••••••• H•••••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $3.6B as of Mar 30, 2016 | no Form D | Wound down | |
| S•• P•••••• E••••• P••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $397M as of Mar 13, 2018 | no Form D | Wound down | |
| S•• G•• A••••••••• P•••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $3.7M as of Mar 30, 2020 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S•• C•••••• P••••••• I• ••••••••• L•• | P•••••• Equity Fund | 2019 to 2021 | $1.4B filed Oct 27, 2021 | adviserinfo.sec.gov | |
| S•• R• H•••••• L••• | P•••••• Equity Fund | 2020 to 2021 | $1.1B filed Oct 27, 2021 | adviserinfo.sec.gov | |
| S•••• I••••••••• F••• I•• L•• | P•••••• Equity Fund | 2018 to 2019 | $520M filed Mar 29, 2019 | adviserinfo.sec.gov | |
| S•• E••••• H••••••• L• | P•••••• Equity Fund | 2014 to 2018 | $335M filed May 22, 2018 | adviserinfo.sec.gov | |
| S•••• C••••• I••••••••• F••• L• | P•••••• Equity Fund | 2018 to 2018 | $226M filed May 22, 2018 | adviserinfo.sec.gov | |
| S••• I••••••••• F••• I•• L• | P•••••• Equity Fund | 2018 to 2018 | $206M filed May 22, 2018 | adviserinfo.sec.gov | |
| S•••• M•• H•••••••• L•• | P•••••• Equity Fund | 2015 to 2017 | $128M filed Mar 29, 2017 | adviserinfo.sec.gov | |
| S•••• I••••••••• F•••• L•• | P•••••• Equity Fund | 2018 to 2018 | $44.0M filed May 22, 2018 | adviserinfo.sec.gov | |
| S•• S••• I••••••••• P•••••••• L•• | P•••••• Equity Fund | 2018 to 2021 | $32.8M filed Oct 27, 2021 | adviserinfo.sec.gov | |
| S•••• C•••••••• F••• 2•••• L•• | P•••••• Equity Fund | 2018 to 2018 | $15.4M filed May 22, 2018 | adviserinfo.sec.gov | |
| S•• C• C••••••••• F••• I•• L•• | P•••••• Equity Fund | 2018 to 2021 | $10.0M filed Oct 27, 2021 | adviserinfo.sec.gov | |
| S•• S•••••••• A•••••• L•• | P•••••• Equity Fund | 2018 to 2018 | $2.6M filed May 22, 2018 | adviserinfo.sec.gov | |
| S•••• C•••••••• F•••• L•• | P•••••• Equity Fund | 2018 to 2018 | $970,046 filed May 22, 2018 | adviserinfo.sec.gov |
Team
4 current, 8 former
Partner (3)
- H••••• I•• S•••• · Elected Manager · since Oct 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••••• S•••• G•••••••• · Elected Manager · since Oct 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• R•••••• G•••••••• · Elected Manager · since Oct 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T••••• A••••• B•••• · Chief Compliance Officer And Chief Operating Officer · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- B••••• P• L•••••••• · Elected Manager · Oct 1, 2012 to Mar 30, 2021 Inference
- G••••••• G••••• C•••• · Senior Managing Director · Dec 1, 2013 to Oct 27, 2021 Inference
- L••••••• S•••• G•••••••• · Senior Managing Director · Jan 1, 2012 to Mar 31, 2014 Inference
- A•••••••• B••••••• C••••• · Chief Compliance Officer · Feb 1, 2012 to Apr 5, 2012 Inference
- H••• a• J•••• · Chief Compliance Officer · Mar 1, 2018 to May 26, 2021 Inference
- J•••• E••••• C•••• · Senior Legal & Chief Compliance Officer · Mar 1, 2012 to Mar 13, 2018 Inference
- J••••• R••••• G••••• · General Counsel And Chief Compliance Officer · Jul 1, 2018 to Oct 27, 2021 Inference
- V••••••••• A•••••••• B•••• · Chief Financial Officer · May 1, 2016 to Oct 27, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- S•••• S•••••••• P•••••••• L•• 1 shared · one time · last Jan 1, 2015
- H••••••• L•••• C••••••• I••• 1 shared · one time · last Jan 1, 2014
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 161503 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Feb 14, 2012S•••• I••••••••• H•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S•••• I••••••••• H•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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