DFX Intelligence
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W••••••••• P•••••••• I•••
Fund of fundsClassification probableMiddle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.5B
- PE fund assets
- $2.8B
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services,chemicals_materials,agricultureControl minority
- Graphs 3
- RAUM $2.5B
Classification
How this organization is classified, and on what basisFund of funds · 2 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 10 of 12 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $2.82bn Private Equity Fund GAV on the Form ADV filed 2026-03-11
Classification history (2)
- Sep 23, 2026Fund of funds (probable, 75%)10 of 12 admitted vehicles carry the sworn fund-of-funds flag
- Sep 13, 2026Fund of funds (probable, 75%)10 of 10 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 11, 2026
- RAUM
- $2.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $2.8Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.8Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 9 funds, $2.8B reported gross assets, 10 ever reported
- Employees
- 15
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- Financial services, chemicals materials, agriculture
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- Minority
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
12 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••••••• I• L• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $1.4B as of Mar 11, 2026 | no Form D | Active deployment | |
| A••••••••• O••••••• I• L• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $268M as of Mar 11, 2026 | no Form D | Active deployment | |
| A••••••••• V••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $652M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• O••••••• V••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $32.7M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• V•• L• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $268M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• O••••••• V•• L• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $7.2M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• V• L•• ADV: Private Equity Fund | Fund of funds | unknown | $104M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• V• L•• ADV: Private Equity Fund | Fund of funds | unknown | $43.0M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• I• L•• ADV: Private Equity Fund | Fund of funds | unknown | $15.8M as of Mar 11, 2026 | no Form D | Harvest | |
| A••••••••• I•• L•• ADV: Private Equity Fund | Fund of funds | unknown | $4.3M as of Apr 24, 2018 | no Form D | Wound down | |
| A••••••••• I• L• | buyout or unlabelled | unknown | unknown | no reporting | $0 | Unknown |
| A••••••••• O••••••• I• L• | Feeder or parallel | unknown | unknown | no reporting | $0 | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
2 current, 2 former
Managing partner (1)
- J•••••• N••••• · President/Founding Partner · since Oct 1, 1992 Form ADV
Platform (1)
- C••••• A•••••• L••• · Chief Compliance Officer/Managing Director Of Finance · since Aug 1, 2024 Form ADV
2 former (kept with end dates)
- J•••• M•••••• O••••• · Partner/Chief Compliance Officer · Mar 1, 2024 to Aug 26, 2024 Inference
- M•••••• P•••• K•••• · Managing Director/Chief Compliance Officer · Feb 1, 2012 to Mar 28, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
1 disclosed
- C••••••••• P••••• E••••••••• R••••••••• S••••• in A••••••••• I• L• $150M calpers.ca.gov
Events
1 most recent
- Feb 14, 2012••• Locked
Across the graphs
W••••••••• P•••••••• I••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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