DFX Intelligence
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A•• M••••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Los Angeles, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $461M
- PE fund assets
- $20.0M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
What matters now
- Form Dnew offering
Filed a Form D on 23 Jul 2026, the first public sign that a vehicle is taking commitments.
A vehicle in market is when LPs and placement agents can still get in.
- +1funds on Form ADV
Private equity funds on its Form ADV went from 0 to 1 (+1).
New vehicles are a new flagship's feeders, parallels and co-invest sleeves being stood up: capacity arriving before the capital is announced.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 6 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Size band
- Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2026-09-08
- Strategies
- Growth equity
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 6 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Sep 13, 2026Fund of funds (probable, 75%)1 of 1 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $461M · 1 PE funds · filed Sep 8, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jan 17, 2014 to Sep 8, 2026
- RAUM
- $461Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $20.0Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $461Mevery private fund type, latest filing
- 2024 PE fund GAV
- $20.0Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- Other private fund: 3 funds, $377M reported gross assets
- Hedge fund: 1 fund, $64.9M reported gross assets, 2 ever reported
- Private equity fund: 1 fund, $20.0M reported gross assets
- Employees
- 6
- Headquarters
- Los Angeles, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
3 families, 3 vehicles on record
D••••• G••••• O••••••••• F••• L• · 1 vehicle · vintage 2025$20.0M
- D••••• G••••• O••••••••• F••• L• Growth fund · 2025$20.0M
A•• P•••••• E••••• P•••••••• L• · 1 vehicle · vintage 2022$111M
- A•• P•••••• E••••• P•••••••• L• Fund of funds · 2022$111M
S••••••••• F••• I• L• · 1 vehicle · vintage 2024no GAV reported
- S••••••••• F••• I• L• buyout or unlabelled · 2024
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D••••• G••••• O••••••••• F••• L• ADV: Private Equity Fund | Growth fund | 2025 Form D first sale | $20.0M as of Sep 8, 2026 | $20.0M | Unknown | |
| S••••••••• F••• I• L• | buyout or unlabelled | 2024 Form D first sale | unknown | no reporting | $100,000 | Unknown |
| A•• P•••••• E••••• P•••••••• L• ADV: Other Private Fund | Fund of funds | 2022 Form D first sale | $111M as of Sep 8, 2026 | $76.8M | Active deployment |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
8 current, 0 former
- Managing Member, Chief Investment Officer · since Mar 1, 2010
- Managing Member, Head Of Research · since Mar 1, 2010
- Senior Analyst
- Analyst
- Director of Finance and
Full team · 8 peoplegrouped by role, with sources
Managing partner (2)
- J••••• P•••••• · Managing Member, Chief Investment Officer · since Mar 1, 2010 Form ADV Firm website
- B••••••• D• T••• · Managing Member, Head Of Research · since Mar 1, 2010 Form ADV
Analyst (2)
- A••••• N•••• · Senior Analyst · start date unknown Firm website
- R•••• S••••••••• · Analyst · start date unknown Firm website
Platform (2)
- J••••••• F•••••• · Director of Finance and · start date unknown Firm website
- K•••• R• C••••••• · Chief Compliance Officer · since Jun 1, 2023 Form ADV Firm website
Other (2)
- B•• T••• · Head of Research · start date unknown Firm website
- T•• R•••••• · Senior Advisor · start date unknown Firm website
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
A•• M••••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Private Credit.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.