DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / A•••••• G••••• I•••••••• U••• L••
A•••••• G••••• I•••••••• U••• L••
Through our commitment to active asset management, we develop innovative solutions with the aim of protecting and enhancing our clients’ assets.
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 43 distinct vehicles; hedge, securitized or liquidity vehicles 27
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 43 distinct vehicles; hedge, securitized or liquidity vehicles 27
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 10, 2011 to Mar 31, 2023
- RAUM
- $5.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $92.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 5%
- Fund type mix
- filed 2023-03-31, latest gav Other Private Fund $92.6M, latest counts Other Private Fund 1, lifetime distinct Hedge Fund 25, Other Private Fund 14, Private Equity Fund 2, Securitized Asset Fund 2
- Employees
- 51
- Headquarters
- New York, NY
- Office address
- 1633 BROADWAY, 43RD FLOOR, New York, NY, 10019
- Business phone
- 212-739-3000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 2 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S•• C•••••• S•••••••• F••• L••• | Private Equity Fund | 2017 to 2022 | $50.0M filed Dec 16, 2022 | adviserinfo.sec.gov | |
| S•••• H••••• C•••••• S•••••••• F••• I• L••• | Private Equity Fund | 2017 to 2022 | $45.6M filed Dec 16, 2022 | adviserinfo.sec.gov |
Team
1 current, 39 former
Platform (1)
- J••• F•••••• V••••••• · Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
39 former (kept with end dates)
- B•••••• J••••••• G•••• · Secretary - Management Board · Apr 1, 2012 to Nov 5, 2012 Inference
- B•••• J••• F•••••• · Member - Management Board · Jun 1, 2008 to Jan 2, 2013 Inference
- B•••• J••••• G•••••• · Member - Management Board · Apr 1, 2012 to Jan 2, 2013 Inference
- J••• E•••• L••••••• · Member - Management Board · Apr 1, 2012 to Jan 2, 2013 Inference
- J••• C•••••• C•••••• · Member - Management Board · Apr 1, 2012 to Jan 2, 2013 Inference
- J••••• F•••••• S••••••• · Member - Management Board · Oct 1, 2012 to Jan 2, 2013 Inference
- M••• A•• S•••••••• · Member Of The Management Board · Mar 1, 2011 to May 17, 2012 Inference
- U•• F•••• · Member - Management Board · Apr 1, 2012 to Jan 2, 2013 Inference
- A••••• D•••••• E• · Chief Executive Officer · Jan 1, 2016 to Jul 30, 2020 Inference
- B•••••• R••• C••••••• · Chairman - Management Board · Jan 1, 2012 to Jan 2, 2013 Inference
- M•••• C••• W••••••••• · Managing Director And Chief Executive Officer, Member Of The Management Board · Jun 1, 2008 to Dec 23, 2011 Inference
- A•••••• E•••• F•••••••• U••••••• · Global Chief Investment Officer · Jan 1, 2012 to Mar 29, 2019 Inference
- B•••• J••• F•••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jan 19, 2017 Inference
- B•••• J••••• G•••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jan 15, 2016 Inference
- D•••• B••• J••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Feb 1, 2014 to Jan 9, 2017 Inference
- D•••••• G••••• F•••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jan 19, 2017 Inference
- D•••••• G••••• F•••••• · Managing Director, Member - Management Board · Oct 1, 2012 to Jan 2, 2013 Inference
- G•••••• C•••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Oct 1, 2015 to Jan 19, 2017 Inference
- H••••• C•••••• R••••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Oct 7, 2015 Inference
- H•••••• A••••• V••••••• · Managing Director And Chief Investment Officer, Member - Management Board · Jun 1, 2008 to Jan 2, 2013 Inference
- J•••••• D••••• P••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jun 1, 2016 to Jan 19, 2017 Inference
- J••• E•••• L••••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jan 19, 2017 Inference
- J••• C•••••• C•••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jan 9, 2017 Inference
- J••••• F•••••• S••••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Apr 28, 2016 Inference
- K•••••••• A•• R••• · Managing Director · Jan 1, 2009 to Apr 8, 2013 Inference
- S••••••• S•••••••• K•••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Oct 1, 2015 to Jan 19, 2017 Inference
- S•••• T• M••••••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Jun 30, 2016 Inference
- S•••• M••••••• K••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Feb 1, 2014 to Oct 7, 2015 Inference
- U•• F•••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2013 to Mar 28, 2014 Inference
- W•••••• E••••• G••• · Member, Executive Committee, A•••••• G••••• I•••••••• U••• H••••••• L•• · Jan 1, 2016 to Jan 9, 2017 Inference
- B•••••• R••• C••••••• · Chief Operating Officer · Jan 1, 2013 to Aug 26, 2019 Inference
- C•••••• H•••• F•••• · Managing Director, Chief Legal Officer · Nov 1, 2008 to Feb 4, 2013 Inference
- D•••• C••••••••• O••• · Managing Director And Chief Legal Officer · Feb 1, 2013 to Jan 7, 2015 Inference
- D•••••• A•• H•••••••• · Chief Compliance Officer · Oct 1, 2009 to Feb 4, 2013 Inference
- E••• B••••••••• · Chief Financial Officer · Apr 1, 2014 to Oct 26, 2020 Inference
- G••••• P••••••••• · Chief Operating Officer · Aug 1, 2019 to Jan 7, 2022 Inference
- M•••••• J•••• P••••••••• · Managing Director And Chief Financial Officer · Jun 1, 2008 to May 5, 2014 Inference
- P••• K•• · Chief Compliance Officer · Feb 1, 2013 to Jan 30, 2023 Inference
- P•••• V••••• B•••••• · Chief Legal Officer · Dec 1, 2014 to Aug 26, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 149003 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Nov 10, 2011A•••••• G••••• I•••••••• U••• L•• first filed Form ADV in the extract (IA)
Across the graphs
A•••••• G••••• I•••••••• U••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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