Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

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Firms / D••••• I••••••••• L••

D••••• I••••••••• L••

Hybrid manager · probableunsizedSanta Monica, CAd•••••••••.comSEC registered investment adviser

[hide for=”logged”] D••••• — A disciplined, entrepreneurial, globally opportunistic investor D••••• Investments is a disciplined, opportunistic, global investment management firm with expertise in Asia, Emerging Markets and global equities. With offices in Los Angeles, Las Vegas, New York, Tokyo, Hong . . .

Classification
Class
Hybrid managerprobable, confidence 65%
Basis
R4: Private Equity Funds are 1 of 33 distinct vehicles; hedge, securitized or liquidity vehicles 27
Size band
unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
  1. Sep 13, 2026
    Hybrid manager (probable, 65%, cls-pe-1)
    R4: Private Equity Funds are 1 of 33 distinct vehicles; hedge, securitized or liquidity vehicles 27
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Mar 13, 2012 to Apr 30, 2021
RAUM
$3.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
0
PE fund GAV, latest filing
unknownreported gross assets (Form ADV), not fund size
All private fund GAV
$413Mevery private fund type, latest filing
2024 PE fund GAV
unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
3%
Fund type mix
filed 2021-04-30, latest gav Hedge Fund $246M, Other Private Fund $167M, latest counts Hedge Fund 6, Other Private Fund 1, lifetime distinct Hedge Fund 27, Real Estate Fund 1, Other Private Fund 4, Private Equity Fund 1
Employees
38
Headquarters
Santa Monica, CA
Office address
1601 CLOVERFIELD BOULEVARD, SUITE 5050 N, Santa Monica, CA, 90404
Business phone
424-231-9100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
The firm is independently owned by its senior executives and investment professionals (or their related entities), and its investment team members invest in the firm’s strategies alongside clients.
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
1 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
D••••• S•••••• H••••••• L••
ADV: Private Equity Fund
Feeder or parallel2019
first reported on Form ADV
$14.7M
as of Jan 8, 2021
no Form DUnknown
Team
26 current, 7 former
Managing partner (4)
Partner (8)
Principal (1)
Platform (8)
7 former (kept with end dates)
  • J••• R•••••••• · Trustee Of J•••• B R•••••••• Iv Trust And Jocelyn M R•••••••• Trust · Dec 1, 1997 to Jul 1, 2019 Inference
  • W••••• W• P••••• · Trustee Of J•••• B R•••••••• Iv Trust And Jocelyn M R•••••••• Trust · Dec 1, 1997 to Jul 1, 2019 Inference
  • T••• A•••• S••••• · Senior Managing Director, D••••• I••••••••• L•• · May 1, 2011 to Sep 4, 2012 Inference
  • A•• H••••• · Chief Operating Officer, D••••• I••••••••• L•• · Jun 1, 2004 to May 25, 2017 Inference
  • E••• L•••••• · Chief Financial Officer, D••••• I••••••••• L•• · Mar 1, 2016 to Jul 1, 2019 Inference
  • M••••••• L••• · General Counsel, Chief Compliance Officer, D••••• I••••••••• L••, R•••••••• C•••••• M••••••••• I••. And P••••• Financial Manage · Oct 1, 2011 to Mar 30, 2016 Inference
  • J•••• B• R•••••••• J•• · Director, R•••••••• C•••••• M••••••••• I••. (Relying Advisor) · May 1, 1984 to Mar 31, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
  1. Sep 1, 2026
    Adviser CRD 109538 is not on the SEC registered or exempt adviser roster of 2026-09-01
    Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
  2. Mar 13, 2012
    D••••• I••••••••• L•• first filed Form ADV in the extract (IA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

D••••• I••••••••• L•• is the same institution as 3 records in RIA and Wealth, Private Credit and Real Estate Funds.

RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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