DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C• I••••••••• P•••••••• L••
C• I••••••••• P•••••••• L••
Private credit manager · probableLower middle marketNew York, NYc••••••.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named credit
- Size band
- Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-12-17
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 22, 2013 to Dec 17, 2024
- RAUM
- $516Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $249Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $249Mevery private fund type, latest filing
- 2024 PE fund GAV
- $249Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-17, latest gav Private Equity Fund $249M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- 13
- Headquarters
- New York, NY
- Office address
- 280 PARK AVENUE, 39TH FLOOR, New York, NY, 10017
- Business phone
- 646-690-5047
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••••••••• U• I••••••••• P•••••• C••••• F••• ADV: P•••••• Equity Fund | Credit fund | 2024 first reported on Form ADV | $69.6M as of Dec 17, 2024 | no Form D | Unknown | |
| S• A•• C•••••• L••• ADV: P•••••• Equity Fund | Credit fund | 2023 first reported on Form ADV | $180M as of Dec 17, 2024 | no Form D | Early deployment |
Team
3 current, 7 former
Partner (2)
- M•••••• C•••••• M•••• · Member · since Aug 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• A•••• S••••• · Chief Investment Officer · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- P•••• S• C•••• · Chief Compliance Officer · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- C••••••••• E••••• J••••• · Member · Aug 1, 2013 to Dec 9, 2024 Inference
- S•••••• C•••• F•••••••• · Member · Jan 1, 2005 to Sep 26, 2019 Inference
- E••••• J•••• C••• · Chief Compliance Officer · Mar 1, 2014 to Mar 28, 2016 Inference
- G••••• R•••••• C•••••• · Chief Compliance Officer · Feb 1, 2016 to Sep 6, 2016 Inference
- J•• A•••••• · Chief Financial Officer · Apr 1, 2014 to Jul 29, 2016 Inference
- M••••• C••• R•••• · Chief Compliance Officer · Nov 1, 2013 to Mar 20, 2014 Inference
- R•••• A••••• D••••••••• · Chief Compliance Officer · Sep 1, 2016 to Apr 1, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••• S••••••••• C••••••••• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 13, 2026C• I••••••••• P•••••••• L••: P•••••• Equity Funds on Form ADV 2 (2024 extract) -> 3 (roster 2026-09-01)
- Nov 22, 2013C• I••••••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C• I••••••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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