DFX Intelligence
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D••••••••• C•••••• M••••••••• L•
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYd•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $442M
- PE fund assets
- $636M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $100M to $400MSectors consumer
- Graphs 3
- Placement agents 5
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.64bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn P•••••• Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 5, 2017 to May 21, 2026
- RAUM
- $442Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $636Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $433Mevery private fund type, latest filing
- 2024 PE fund GAV
- $636Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-27, latest gav Private Equity Fund $636M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 4
- Employees
- 6
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- consumer
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $100M to $400M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D••••••••• C••••••• S•• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $376M as of Mar 27, 2024 | no Form D | Unknown | |
| D••••••••• W••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $260M as of Mar 27, 2024 | no Form D | Active deployment | |
| D••••••••• W•••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $67.7M as of Mar 22, 2019 | no Form D | Wound down | |
| D••••••••• H••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $0 as of Jan 17, 2018 | no Form D | Wound down |
Team
3 current, 1 former
Managing partner (1)
- E••• R••• S•••••• · Managing Member · since Oct 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- P•••••• J••••• K••••• · Limited Partner/Partner · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- D•••• J••••• H•••• · Chief Compliance Officer · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- M•••••• R••••• B••••••• · Managing Member · Oct 1, 2017 to Aug 30, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (5)
- S••••••• A••••••• L•• 1 shared · one time · last Jan 1, 2019
- M•••••• C•••••• A•••••••• L•• 1 shared · one time · last Jan 1, 2023
- L••••• F••••• • C•• L•• 1 shared · one time · last Jan 1, 2023
- M•• P•••••• F••• A••••••• L•• 1 shared · one time · last Jan 1, 2020
- F••••••••• E••••• C•••••• L•• 1 shared · one time · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 5, 2017••• Locked
Across the graphs
D••••••••• C•••••• M••••••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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