Private Equity Intelligence
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M••••••••• A•••••••
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- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 3 Private Equity Fund(s) among 9 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 Private Equity Fund(s) among 9 vehicles; no rule fired
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 19, 2012 to Dec 11, 2024
- RAUM
- $5.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-12-11, latest gav , latest counts , lifetime distinct Real Estate Fund 2, Other Private Fund 4, Private Equity Fund 3
- Employees
- 18
- Headquarters
- Chicago, IL
- Office address
- 120 N. LASALLE STREET, SUITE 3300, Chicago, IL, 60602-2424
- Business phone
- 312-223-0270
- Sectors
- technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We focus on fundamental analysis to identify the securities best suited to each portfolio’s needs.
- roles
- unknown 5
- period
- to unknown, from unknown, undated holdings 5, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 5
- companies
- 5
- geography
- investments
- 5
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
5 companies on the graph (0 transactions); no dated observations
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| P••• C•••• P••••••• I• L•• | Private Equity Fund | 2020 to 2023 | $783,943 filed Oct 6, 2023 | adviserinfo.sec.gov | |
| P••• C•••• P••••••• I• L•• | Private Equity Fund | 2020 to 2023 | $449,657 filed Oct 6, 2023 | adviserinfo.sec.gov | |
| P••• C•••• A•••• E••••••• M•••••• F••• L•• | Private Equity Fund | 2020 to 2023 | $137,883 filed Oct 6, 2023 | adviserinfo.sec.gov |
- J••• F•••••• C•••••• · CEO / Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• F•••••• C•••••• · Chief Executive Officer · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••• U•••••• C•• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• S••••• C•• · Senior Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• K••••• C•• · Client Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••• M••••••••• C•• · Senior Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• G••••• · Managing Director / Sales · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• C•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• S• M•••••••• · Head of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• O•••••• · Senior Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• B•••• · Investment Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• K•••••• C•• · Senior Investment Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• S••••••• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• S•••••••• C•• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• C••••• C•• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• D••••••• · Investment Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• P••••••• · Portfolio Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N•••••••• S•••••• · Business Development Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••• A•••• · Trade Operations Specialist · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• H•••••••• · M•••eting Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• S••••••• · M•••eting Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• a• S••••• · Chief Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• a• S••••• · Chief Operating Officer · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• H•••••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• H•••••• · Chief Compliance Officer · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••••••• U••••• · Head Of Revenie · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• C• Z•••••• · Head Of People · since Dec 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• C• Z•••••• · Head of People · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
20 former (kept with end dates)
- J••• F•••••• C•••••• · Ceo, Director · Nov 1, 2018 to Mar 26, 2020 Inference
- B•••• J••••• S•••••• · Chief Client Officer, Manager · Nov 1, 2018 to Apr 3, 2023 Inference
- J••••••• W•••••• R••••••• · Manager · Mar 1, 2019 to Mar 28, 2024 Inference
- K••••••• R••• G•••••• · Manager · Mar 1, 2020 to Apr 3, 2023 Inference
- L••• M••••••• F••••••• · Manager · Aug 1, 2022 to Mar 28, 2024 Inference
- M•••••• F•••••• K•••••• · Manager · Mar 1, 2020 to Mar 28, 2024 Inference
- S•••••• S•••• H••••• · Manager · Jun 1, 2019 to Mar 28, 2024 Inference
- T••••• S• M•••••••• · Chief Investment Officer, Manager · Nov 1, 2018 to Mar 28, 2024 Inference
- C•••••• R••• S••••• · Chief Compliance Officer · Nov 1, 2021 to Mar 28, 2024 Inference
- D•••• J••• H•••• · Chief Compliance Officer · Mar 1, 2020 to Nov 1, 2021 Inference
- E••••• H•••• K••••• · Cco - Aml Officer · Jun 1, 2012 to Mar 3, 2016 Inference
- J••••• M••• W••••• · Chief Compliance Officer · Jul 1, 2018 to Mar 26, 2020 Inference
- R••••• J•••• H••••• · Cio & Coo · Jan 1, 2017 to Mar 28, 2018 Inference
- T•••••• R• H•••••• · Chief Operating Officer, Manager · Jul 1, 2021 to Mar 29, 2023 Inference
- B•••• D•••• L••• · Director · Mar 1, 2019 to Nov 26, 2019 Inference
- E••• B••••••• H•••••• · Director · Mar 1, 2019 to Nov 26, 2019 Inference
- G••••• B•••• C••••• · Director · Mar 1, 2019 to Nov 26, 2019 Inference
- J•••• D• C••• · Director · Jun 1, 2019 to Mar 26, 2020 Inference
- M•••••• F•••••• K•••••• · Director · Mar 1, 2019 to Nov 26, 2019 Inference
- R•••••• J•••• M••••• · Director Of Business Management, Director · Nov 1, 2018 to Sep 10, 2021 Inference
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| A•••• A••••••••• T••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| F•••• I••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| S••• 1• A•••• A••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| S••• 2• S••••••• S•••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| S••• 3• P•••••••• C••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
- Mar 19, 2012M••••••••• A••••••• first filed Form ADV in the extract (IA)
M••••••••• A••••••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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