DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••••• C•••••• M••••••••• L••
C••••••• C•••••• M••••••••• L••
Buyout firmLower middle marketRowayton, CTSEC registered investment adviser
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.25bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 28, 2024
- RAUM
- $2.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $250Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $250Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 67%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $1.8B, Private Equity Fund $250M, latest counts Hedge Fund 2, Private Equity Fund 3, lifetime distinct Hedge Fund 2, Private Equity Fund 4
- Employees
- 16
- Headquarters
- Rowayton, CT
- Office address
- 105 ROWAYTON AVENUE, Rowayton, CT, 06853
- Business phone
- 203-883-0100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••• C•••••• C•••••••• I•• L••• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $146M as of Mar 28, 2024 | no Form D | Unknown | |
| C••••••• C•••••• C•••••••• I••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $102M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| C••••••• C•••••••• D••• F•••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $2.1M as of Mar 28, 2024 | no Form D | Unknown | |
| C••••••• C•••••• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2013 first reported on Form ADV | $1.3M as of Mar 31, 2021 | no Form D | Wound down |
Team
4 current, 6 former
Partner (1)
- C•••• S•••• S••••••••• · Limited Partner · since Dec 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- A••• L•••• G••• · Trustee · since Oct 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- A••• C••• · Chief Financial Officer · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••• D••••••• C••••• · Chief Compliance Officer, General Counsel, Chief Operating Officer · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- C•••••••• M• S••••• · Trustee · Jan 1, 2006 to Mar 29, 2018 Inference
- M•••••• J• K••• · Trustee · Jan 1, 2006 to Mar 29, 2018 Inference
- A•••••••• M••••• S••••• · Manager · Jan 1, 2006 to Mar 29, 2018 Inference
- B•••••• R••••• K••• · Manager · Jan 1, 2006 to Mar 29, 2018 Inference
- A••••• B••• C•••••• · Chief Financial Officer · Jul 1, 2021 to Mar 28, 2024 Inference
- T••••• S••••• · Vice President Of Finance Of Registrant · Sep 1, 2010 to Mar 29, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 30, 2026C••••••• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 3 (2024 extract) -> 2 (roster 2026-09-01)
- Feb 14, 2012C••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C••••••• C•••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…