DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P•• R••• E•••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Louisville, KY
Fund of funds, based in Louisville, KY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.6B
- PE fund assets
- $310M
- PE funds
- 8
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $3.6B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 7 of 7 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.31bn Private Equity Fund GAV on the Form ADV filed 2024-07-17
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 7 of 7 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Oct 28, 2014 to Jun 8, 2026
- RAUM
- $3.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $310Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $349Mevery private fund type, latest filing
- 2024 PE fund GAV
- $310Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-07-17, latest gav Private Equity Fund $310M, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 7
- Employees
- 180
- Headquarters
- Louisville, KY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record, 1 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•• N••• F••• 3• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $157M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• N••• F••• 4• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $60.0M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• N••• F••• 2• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $53.5M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• N••• F••• 5• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $20.4M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• N••• F••• 1• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $12.3M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• H•• F••• 1• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $6.2M as of Jul 17, 2024 | no Form D | Unknown | |
| P•• H•• F••• 2• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $84,395 as of Jul 17, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| P•• N••• F••• 6• L•• | Private Equity Fund | 2026 to 2026 | $30.0M filed Jun 8, 2026 | reports.adviserinfo.sec.gov |
Team
5 current, 8 former
Managing partner (1)
- T••• J•••••• C••• · President And Director · since Aug 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- J••• N••••• N•••••• · Treasurer And Director · since Aug 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••• S•• B••• · Secretary And Director · since Aug 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- R••••••• V•••••• H•••••••• · Senior Vice President And Director · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T••••• R• R•• · Chief Compliance Officer · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- A••••• D•••• T••• · Interim Chief Compliance Officer · Jun 1, 2018 to Nov 26, 2018 Inference
- D••••• J••••• H•••• · Chief Compliance Officer · Oct 1, 2014 to Mar 30, 2015 Inference
- J••••••• M••••• D•••• · Chief Compliance Officer · May 1, 2017 to Jul 22, 2018 Inference
- M•••••• R•••••• S•••••• · Chief Compliance Officer · Mar 1, 2015 to May 19, 2017 Inference
- C•••••••• H•••• S••• · Vice President · Aug 1, 2014 to Dec 2, 2016 Inference
- G•••• M••••••••• E•••• · Vice President And Director · Aug 1, 2014 to Mar 29, 2023 Inference
- K•••••• A•• K••••••••• · Vice President And Director · Jun 1, 2023 to Jul 17, 2024 Inference
- M•••• A••• R••• · Vice President · Nov 1, 2016 to Mar 31, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- P•• C•••••• M•••••• L•• 3 shared · strong · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jun 8, 2026••• Locked
- Oct 28, 2014••• Locked
Across the graphs
P•• R••• E••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…