DFX Intelligence
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F•••• L••• I••••• I••••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Jericho, NYwebsite
Hybrid manager, based in Jericho, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.9B
- PE fund assets
- $1.8M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 5
- RAUM $1.9B
Classification
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 3 of 16 distinct vehicles; hedge, securitized or liquidity vehicles 7
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (2)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-2)R4: Private Equity Funds are 3 of 16 distinct vehicles; hedge, securitized or liquidity vehicles 7
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 3 of 16 distinct vehicles; hedge, securitized or liquidity vehicles 7
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 1, 2013 to Mar 31, 2026
- RAUM
- $1.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $1.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $554Mevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 19%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $484M, Real Estate Fund $216,043, Other Private Fund $19.6M, Private Equity Fund $1.8M, latest counts Hedge Fund 5, Real Estate Fund 2, Other Private Fund 2, Private Equity Fund 2, lifetime distinct Hedge Fund 7, Real Estate Fund 4, Other Private Fund 2, Private Equity Fund 3
- Employees
- 26
- Headquarters
- Jericho, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•• P••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $1.4M as of Mar 28, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| 1••• | Private Equity Fund | 2013 to 2024 | $433,873 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| 1••• | Private Equity Fund | 2013 to 2014 | $3,479 filed Nov 10, 2014 | adviserinfo.sec.gov |
Team
7 current, 1 former
Managing partner (2)
- R•••• F•••••• P•••••••• · President And Chief Operating Officer · since Jun 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• D••••• R•••••••• · Manager, Chairman, Ceo · since Jul 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- E••••• C•••••• P•••••••• · Executive Managing Director · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• W• M••••••• · Executive Managing Director And Director Of Research · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- B•••• P•••••• G••••• · Senior Vice President - Private Wealth Management · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J••••••• A••••• G•••• · Senior Vice President, General Counsel, And Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• J••••• J••••• · Executive Vice President And Chief Financial Officer · since Dec 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- B•••• A••• S••••• · Executive Vice President General Counsel, Chief Compliance Officer · Jan 1, 2005 to Mar 30, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 29, 2019 | Minority investment | F•••• L••• I••••• I••••••••• L•• | Target (confirmed) | kuduinvestment.com |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Mar 31, 2026••• Locked
- Jul 29, 2019••• Locked
- Apr 1, 2013••• Locked
Across the graphs
F•••• L••• I••••• I••••••••• L•• is the same institution as 5 records in RIA and Wealth, Real Estate Funds and Independent Sponsors.
RIA and Wealth2Real Estate Funds2Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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