DFX Intelligence
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A••••• L••• C•••••• M••••••••• L•
Private credit managerClassification probableMiddle marketSEC registered investment adviser· Stamford, CTa•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $5.8B
- PE fund assets
- $4.9B
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 1
- RAUM $5.8B
Classification
How this organization is classified, and on what basisPrivate credit manager · 1 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 2 of 2 private equity vehicles are named credit
- Size band
- Middle marketdefined by: proxy: $4.91bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 2 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 9, 2018 to Mar 29, 2024
- RAUM
- $5.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $4.9Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $5.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $4.9Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-03-29, latest gav Hedge Fund $757M, Private Equity Fund $4.9B, latest counts Hedge Fund 3, Private Equity Fund 2, lifetime distinct Hedge Fund 3, Private Equity Fund 2
- Employees
- 24
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••• L••• C••••• O••••••••• F••• I••• L••• ADV: Private Equity Fund | Credit fund | 2022 first reported on Form ADV | $2.6B as of Mar 29, 2024 | no Form D | Early deployment | |
| A••••• L••• • T•• L••• ADV: Hedge Fund | buyout or unlabelled | 2019 first reported on Form ADV | $438M as of Mar 29, 2024 | no Form D | Active deployment | |
| A••••• L••• C••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | Credit fund | unknown | $2.3B as of Mar 29, 2024 | no Form D | Successor fundraising |
Team
9 current, 1 former
Partner (3)
- D•• L•••• G••••••• · Member · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• D•••••• H•••••• · Member · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• J••••• F•••• · Member · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (4)
- J••• S• F•••• · Trustee Of R••••• J• F•••• 2••• F••••• T•••• · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• H•••••• · Trustee Of K•••••• H•••••• 2••• F••••• T•••• · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• W• F•••• · Trustee Of R••••• J• F•••• 2••• F••••• T•••• · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• H•••••• · Trustee Of K•••••• H•••••• 2••• F••••• T•••• · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- M••••• C••••••• K•••• · Chief Compliance Officer · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• H•••• P••••••••• · Chief Financial Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- J••••• K•••• · Chief Financial Officer · Jan 1, 2018 to Jul 12, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A••••••••• C••••••• I••• 2 shared · recurring · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026A••••• L••• C•••••• M••••••••• L•: Private Equity Funds on Form ADV 2 (2024 extract) -> 3 (roster 2026-09-01)
- Aug 9, 2018A••••• L••• C•••••• M••••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
A••••• L••• C•••••• M••••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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