DFX Intelligence
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F••••• V•••••• P•••••••• L••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· New York, NYf•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $147M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors hospitality_leisure,industrials,healthcare,life_sciences,consumer,energy,chemicals_materials,media_telecom
- Graphs 2
- Placement agents 4
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.15bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Jun 21, 2019 to Mar 28, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $147Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $147Mevery private fund type, latest filing
- 2024 PE fund GAV
- $147Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $147M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- hospitality leisure, industrials, healthcare, life sciences, consumer, energy, chemicals materials, media telecom
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•• O••••••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $68.7M as of Mar 28, 2024 | no Form D | Early deployment | |
| F•• O••••••••• F••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $60.7M as of Mar 28, 2024 | no Form D | Unknown | |
| F••••• V•••••• P••••••• O••••••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10.0M as of Mar 28, 2024 | no Form D | Successor fundraising | |
| F••••• V•••••• P••••••• O••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.7M as of Mar 28, 2024 | no Form D | Active deployment |
Team
14 current, 1 former
Managing partner (2)
- K•••• Y•••••••• L•• · Member And Chief Executive Officer · since Sep 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• Y•••••••• L•• · Chief Executive Officer & Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (5)
- C•••••• J• E•••• · Manager · since Sep 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• D•••• · Managing Director, Head of P••••••s · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• M•••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P••••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• E••• B•••• · Manager · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Associate (3)
- E••• C••••••••• · Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• D••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• M••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- E•••• S•••••• · VP, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- S••••• S•••••• · SVP, Risk Management & Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• M••••• B•••• · Chief Operating Officer And Chief Financial Officer · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•• B•••• · Chief Operating Officer & Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- M•••••• A••• H•••••• · General Counsel · Feb 1, 2018 to Mar 26, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- S••••• L••• P•••••••• L•• 2 shared · recurring · last Jan 1, 2023
- F•• H•••• G••••• L••• 2 shared · recurring · last Jan 1, 2023
- H••••••• M••••• I••••••••• L•• 1 shared · one time · last Jan 1, 2020
- S••••••••• L•• 1 shared · one time · last Jan 1, 2019
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jun 16, 2026F••••• V•••••• P•••••••• L••: Private Equity Funds on Form ADV 4 (2024 extract) -> 6 (roster 2026-09-01)
- Jun 21, 2019F••••• V•••••• P•••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
F••••• V•••••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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