DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S••••••••• I••••••••• M••••••••• U• L••
S••••••••• I••••••••• M••••••••• U• L••
Classification
- Class
- Infrastructureprobable, confidence 70%
- Basis
- R2: 2 of 3 private equity vehicles are named infrastructure
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2021-12-13
- Strategies
- INFRASTRUCTURE
Classification history (1)
- Sep 13, 2026Infrastructure (probable, 70%, cls-pe-1)R2: 2 of 3 private equity vehicles are named infrastructure
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Dec 13, 2021
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $29.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $29.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2021-12-13, latest gav Private Equity Fund $29.3M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 3
- Employees
- unknown
- Business phone
- 415-291-2200
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• L•• I••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $6.3M as of Dec 13, 2021 | no Form D | Harvest | |
| S••••••••• I••••••••• F••• N•••• A•••••• I• L• ADV: Private Equity Fund | Infrastructure fund | 2013 first reported on Form ADV | $0 as of Mar 28, 2014 | no Form D | Unknown | |
| S••••••••• I••••••••• F••• N•••• A•••••• L• ADV: Private Equity Fund | Infrastructure fund | unknown | $23.0M as of Dec 13, 2021 | no Form D | Harvest |
Team
3 current, 3 former
Partner (2)
- C••••••••• P•••••• K••••• · Manager · since May 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• T••••• M•••••• · Manager · since May 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J••• F•••••• M•••••• · Chief Legal Officer / Chief Compliance Officer · since Nov 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- C••••••• W•••••• L••• · Chief Legal Officer/Chief Compliance Officer · Feb 1, 2008 to Dec 17, 2014 Inference
- K•••••• A••••• P•••••• · Chief Financial Officer · Aug 1, 2007 to Mar 31, 2021 Inference
- M•••••• J• C•••• · Chief Operating Officer · Feb 1, 2008 to Mar 31, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- U•• S••••••••• L•• 1 shared · one time · last Jan 1, 2013
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 144012 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012S••••••••• I••••••••• M••••••••• U• L•• first filed Form ADV in the extract (IA)
Across the graphs
S••••••••• I••••••••• M••••••••• U• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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