DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / F•••••••• C•• A•••••••• L••
F•••••••• C•• A•••••••• L••
Private credit manager · probableLower middle marketNew York, NYf••••••••.comSEC registered investment adviser
"Learn more about F••••••••, our mission, vision, and the team dedicated to driving your success."
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R2: 1 of 2 private equity vehicles are named credit
- Size band
- Lower middle marketdefined by: proxy: $0.53bn Private Equity Fund GAV on the Form ADV filed 2024-11-21
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-1)R2: 1 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 18, 2022 to Nov 21, 2024
- RAUM
- $526Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $526Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $526Mevery private fund type, latest filing
- 2024 PE fund GAV
- $526Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-11-21, latest gav Private Equity Fund $526M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- 30
- Headquarters
- New York, NY
- Office address
- 50 ROCKEFELLER PLAZA, SUITE 201, New York, NY, 10020-1605
- Business phone
- 212-956-1061
Stated criteria beside observed behaviour
26 observed deals
Stated by the firm
- Sectors
- environmental services, education, manufacturing, software
- Geography
- Great Lakes
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control,minority
- Thesis
- As investors in small- and medium-sized enterprises (SMEs), we partner with entrepreneurs and management teams to provide bespoke capital solutions – both equity and debt – to facilitate corporate kinetics – mergers, acquisitions, recapitalizations and growth financings.
Observed from deals on record
- roles
- unknown 26
- period
- to unknown, from unknown, undated holdings 26, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 26
- companies
- 26
- geography
- investments
- 26
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
26 companies on the graph (0 transactions); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•••••••• C•• C••••• L•• ADV: Private Equity Fund | Credit fund | 2023 first reported on Form ADV | $314M as of Nov 21, 2024 | no Form D | Early deployment | |
| F•••••••• O••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $212M as of Nov 21, 2024 | no Form D | Early deployment |
Team
6 current, 2 former
Partner (3)
- C••••••••• D••••• S•••• · Member · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• N•• K••• · Member · since Jul 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• B••• · Partner · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- J••••••••• H••••••• · Portfolio Management & Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• N•• C••• · Chief Financial Officer · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W••• S• C•••• · Chief Compliance Officer · since Nov 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- K•••• M•••••• H••••••• · Vp, Finance · Nov 1, 2022 to Sep 19, 2023 Inference
- M•••• I••••••• P••••••• H•••• · Chief Compliance Officer / General Counsel · Jan 1, 2023 to Nov 21, 2024 Inference
Portfolio
26 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 324201 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Nov 18, 2022F•••••••• C•• A•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
F•••••••• C•• A•••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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