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G••••••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Portland, MEwebsite
Buyout firm, based in Portland, ME.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.8B
- PE fund assets
- $297M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 3
- RAUM $3.8B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-11-20
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Aug 5, 2015 to Nov 20, 2024
- RAUM
- $3.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $297Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $297Mevery private fund type, latest filing
- 2024 PE fund GAV
- $297Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-11-20, latest gav Private Equity Fund $297M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 200
- Headquarters
- Portland, ME
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| G••••••••• D••••••••• O••••••••• F••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $81.8M as of Nov 20, 2024 | no Form D | Early deployment | |
| G••••••••• D••••••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $73.7M as of Nov 20, 2024 | no Form D | Early deployment | |
| G••••••••• D••••••••• O••••••••• F••• I• ••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $40.0M as of Nov 20, 2024 | no Form D | Unknown | |
| G••••••••• D••••••••• O••••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $102M as of Nov 20, 2024 | no Form D | Unknown |
Team
4 current, 7 former
Managing partner (2)
- C•••••• W•••••• S••••• W•••••• · President And Chief Investment Officer · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• H••••• S••• · Chief Executive Officer · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C••••••••• L••• S•••• · Chief Financial Officer · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••• V•••••••• · General Counsel And Chief Compliance Officer · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- A•••• N•••• G••••• · Member · Sep 1, 2017 to Jun 16, 2022 Inference
- M•••• V•••• M•••• · Chief Investment Officer · Oct 1, 2021 to Sep 22, 2023 Inference
- R••••• P•••••• B•••••• · Member · Sep 1, 2017 to Jun 16, 2022 Inference
- E•••••••• W•••••••• C••••••• · Secretary · Mar 1, 2022 to Jun 8, 2023 Inference
- J••••••• H••• · Chief Compliance Officer · Jul 1, 2021 to Nov 15, 2024 Inference
- R•••••• C•••• B••• · Chief Financial Officer · Nov 1, 2013 to Aug 16, 2022 Inference
- S•••••• M••• · Chief Financial Officer · Aug 1, 2022 to Feb 16, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- D••••••••• M••••••• G•••• 4 shared · strong · last Jan 1, 2023
- F•••• A••••• P••••••• L•• 2 shared · recurring · last Jan 1, 2024
- 1••• C•••••• G•••• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Aug 5, 2015G••••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
G••••••••• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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