Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

Firms / Penta Capital, LLC

Penta Capital, LLC

Private credit manager · probableLower middle marketWinter Park, FLwebsiteSEC exempt reporting adviser
Classification
Class
Private credit managerprobable, confidence 70%
Basis
R2: 2 of 2 private equity vehicles are named credit
Size band
Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2023-03-29
Strategies
PRIVATE CREDIT
Classification history (1)
  1. Sep 13, 2026
    Private credit manager (probable, 70%, cls-pe-2)
    R2: 2 of 2 private equity vehicles are named credit
Regulatory footprint (Form ADV)
Adviser type
exempt reporting adviser
Form ADV filings
Jan 28, 2013 to Mar 29, 2023
RAUM
unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
$22.0Mreported gross assets (Form ADV), not fund size
All private fund GAV
$22.0Mevery private fund type, latest filing
2024 PE fund GAV
unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
filed 2023-03-29, latest gav Private Equity Fund $22.0M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 2
Employees
unknown
Headquarters
Winter Park, FL
Office address
1177 LOUISIANA AVE. SUITE 213, Winter Park, FL, 32789
Business phone
407-648-5097
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
2 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
Penta Mezzanine SBIC Fund I, LP
ADV: Private Equity Fund
Credit fund2014
first reported on Form ADV
$22.0M
as of Mar 29, 2023
no Form DMature
Penta Mezzanine Fund I, L.P.
ADV: Private Equity Fund
Credit fundunknown$66.3M
as of Mar 26, 2014
no Form DWound down
Team
4 current, 1 former
1 former (kept with end dates)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
  1. Sep 1, 2026
    Adviser CRD 166627 is not on the SEC registered or exempt adviser roster of 2026-09-01
    Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
  2. Jan 28, 2013
    Penta Capital, LLC first filed Form ADV in the extract (ERA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)