DFX Intelligence
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B•••• A••• P••••••• M••••••••• C•••••• I• L•••••
Buyout firmClassification probableunsizedSEC registered investment adviser· Milwaukee, WIr••••••.com
Buyout firm, based in Milwaukee, WI.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.8M
- PE fund assets
- $3.8M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $3.8M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 1 of 1 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 21, 2018
- RAUM
- $3.8Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $3.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2018-03-21, latest gav Private Equity Fund $3.8M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- 3
- Headquarters
- Milwaukee, WI
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••• A••• P••••••• I• L•••••• P••••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.8M as of Mar 21, 2018 | no Form D | Harvest |
Team
7 current, 6 former
Partner (4)
- C•••••• A••••• B••••••• · Member, Investment Committee Member · since Feb 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• E••••• P•••••• · Member, Investment Committee Member · since Nov 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• D•••••• O•••••• · Member, Investment Committee Member · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• G•••••• B•••• · Member, Investment Committee Member · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- G••••• G••••• P•• · Member, Inv. Committee Member, Principal · since Nov 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- A••••• M•••• P••••• · Chief Compliance Officer · since Mar 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• L•• S•••••• · Chief Legal Officer · since Mar 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- D•••• P••• P•••••• · Member, Investment Committee Member · Feb 1, 2012 to Mar 14, 2017 Inference
- P•••• K••• K•••• C•••• · Member, Investment Committee Member · Nov 1, 2004 to Mar 18, 2016 Inference
- R•••••• A••••• M••• · Member, Investment Committee Member · Feb 1, 2012 to Mar 14, 2017 Inference
- R••••• E• D••• · Member, Investment Committee Member · Nov 1, 2004 to Mar 14, 2017 Inference
- G••• F••••••• H••••••• · Secretary · Nov 1, 2004 to Mar 15, 2013 Inference
- T••• S••••• N••••• · Chief Compliance Officer · Nov 1, 2004 to Mar 25, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
B•••• A••• P••••••• M••••••••• C•••••• I• L••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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