DFX Intelligence
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C•••••• A••••••• P••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYc•••••••••.co
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.8B
- PE fund assets
- $3.5M
- PE funds
- 0
- Investments held
- 1 of 1
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Global
- Last 12 months 1Most recent 7 months agoPlatform deals 1
- Graphs 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 5 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 5 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 19, 2021 to Mar 24, 2026
- RAUM
- $2.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $3.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $32.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $3.5Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 83%
- Fund type mix
- filed 2024-03-29, latest gav Other Private Fund $6.0M, Private Equity Fund $3.5M, latest counts Other Private Fund 1, Private Equity Fund 1, lifetime distinct Other Private Fund 1, Private Equity Fund 5
- Employees
- 10
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- platform 1
- period
- to 2026-02-20, from 2026-02-20, undated holdings 0, dated observations 2
- window
- last 2026-02-20, first 2026-02-20
- control
- control 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 1
- cadence by year
- 2026 platforms 1
- platform add on
- add ons 0, platforms 1, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (1 transactions); 1 platforms and 0 add-ons; observed 2026 to 2026
Funds
4 on record, 3 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• U••••••••• F••• L•• ADV: Other Private Fund | Fund of funds | 2024 first reported on Form ADV | $6.0M as of Mar 29, 2024 | no Form D | Unknown | |
| P•••••• A••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $6.0M as of Mar 31, 2023 | no Form D | Wound down | |
| B••••••••• A••••• V• I• L•• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $4.8M as of Mar 31, 2023 | no Form D | Wound down | |
| K•••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $3.5M as of Mar 29, 2024 | no Form D | Unknown |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| C•• U••••••••• F••• L• | Other Private Fund | 2026 to 2026 | $6.0M filed Mar 24, 2026 | reports.adviserinfo.sec.gov | |
| D•••••• L•• | Private Equity Fund | 2023 to 2023 | $4.6M filed Mar 31, 2023 | adviserinfo.sec.gov | |
| D•••••• P•••••••• S•••••••• L•• | Private Equity Fund | 2023 to 2023 | $786,500 filed Mar 31, 2023 | adviserinfo.sec.gov |
Team
3 current, 0 former
Managing partner (2)
- R••• R••• S••••• · Managing Member · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• S••••• · CEO · start date unknown P•••• release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Platform (1)
- N••••••••• N••••• A••• · Chief Compliance Officer / Chief Operating Officer / Chief Legal Counsel · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
1 relationships, 1 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| S••••••••• I••• | Platform | active | Feb 20, 2026 transaction announcement | 7 months | R••• S••••• (confirmed) | Fact P•••• release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Aug 10, 2026 | Growth investment | C•••••• A••••••• P••••••• L•• | Target (confirmed) | vss.com |
| Feb 20, 2026 | Platform acquisition | S••••••••• I••• | Sponsor (confirmed) | c•••••••••.co |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
6 most recent
- Aug 10, 2026••• Locked
- Mar 24, 2026••• Locked
- Feb 20, 2026••• Locked
- Feb 20, 2026••• Locked
- Sep 26, 2025••• Locked
- May 19, 2021••• Locked
Across the graphs
C•••••• A••••••• P••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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