DFX Intelligence
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S•••• T••••• P••••••• L••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $669M
- PE fund assets
- $2.2M
- PE funds
- 1
- Investments held
- 0 of 4
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2026-09-17
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Sep 14, 2026Hybrid manager (probable, 65%)Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
Regulatory footprint (Form ADV)RAUM $669M · 1 PE funds · filed Sep 17, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Aug 15, 2024 to Sep 17, 2026
- RAUM
- $669Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $2.2Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $44.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- Liquidity fund: 2 funds, $42.7M reported gross assets
- Private equity fund: 1 fund, $2.2M reported gross assets
- Employees
- unknown
Stated criteria beside observed behaviour1 of 8 criteria stated · 4 observed dealsShowHide
Stated by the firm
- Sectors
- Financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 4 companies, 4 holdings
- Most deals
- Financial services (1 of 4, e.g. A Forward-Facing Investment Platform)
- Subsectors
- Financial services (1 of 4)
- Deal roles
- 4 with role not stated
- Control
- 4 not stated
4 companies on the graph (0 transactions); most in financial services (1); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
0 families, 0 vehicles on record, 1 more on the reporting tape
Gross assets by year from the annual reporting tape1 more fund, not yet on the fund tableShowHide
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| Q• C•••••••• I• L•• | Private Equity Fund | 2026 to 2026 | $2.2M filed Sep 17, 2026 | reports.adviserinfo.sec.gov |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. A person named by two sources under two spellings is shown once, with both sources.
0 current, 0 former
No current team member collected yet. People arrive from Form ADV Schedule A and B and from the firm’s own team page.
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 4 portfolio relationships and 0 transactions are on this record.
4 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | A• F••••••••• I••••••••• P••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | O•• I••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | T•• E•••••••• P••••••••• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
| date unknown | M••• F•••••• w••• U• | Portfolio relationship | Role unknown | unknown | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Sep 16, 2024••• Locked
Across the graphs
S•••• T••••• P••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.